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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAK icon
9301
CALL
Braskem
BAK
$901M
$5K ﹤0.01%
+300
New +$4.6K
BFOR icon
9302
Barron's 400 ETF
BFOR
$229M
$5K ﹤0.01%
800
-10,368
-93% -$68.4K
BKE icon
9303
CALL
Buckle
BKE
$2.32B
$5K ﹤0.01%
102
-512
-83% -$27K
BKTI icon
9304
BK Technologies
BKTI
$295M
$5K ﹤0.01%
400
– –
BRID icon
9305
Bridgford Foods
BRID
$58M
$5K ﹤0.01%
500
+400
+400% +$3.33K
BXC icon
9306
BlueLinx
BXC
$430M
$5K ﹤0.01%
277
-85
-23% -$1.61K
CAL icon
9307
PUT
Caleres
CAL
$432M
$5K ﹤0.01%
+200
New +$4.65K
CALM icon
9308
CALL
Cal-Maine
CALM
$4.43B
$5K ﹤0.01%
200
-1,600
-89% -$38.8K
CCM
9309
Concord Medical Services
CCM
$19.1M
$5K ﹤0.01%
97
-119
-55% -$4.86K
CINF icon
9310
PUT
Cincinnati Financial
CINF
$27.8B
$5K ﹤0.01%
100
-400
-80% -$19.1K
CNVS icon
9311
Cineverse
CNVS
$56.9M
$5K ﹤0.01%
17
+7
+70% +$2.02K
CQP icon
9312
PUT
Cheniere Energy
CQP
$30.5B
$5K ﹤0.01%
200
-3,500
-95% -$98.5K
CW icon
9313
CALL
Curtiss-Wright
CW
$25.1B
$5K ﹤0.01%
100
– –
AXIA.PR
9314
DELISTED
AXIA Energia American Depositary Shares Preferred Class B1
AXIA.PR
$5K ﹤0.01%
1,245
-2,845
-70% -$11.8K
ECPG icon
9315
CALL
Encore Capital Group
ECPG
$2.01B
$5K ﹤0.01%
+100
New +$4.05K
EDU icon
9316
PUT
New Oriental
EDU
$9.32B
$5K ﹤0.01%
200
-64,800
-100% -$1.48M
EFU icon
9317
CALL
ProShares Trust UltraShort MSCI EAFE
EFU
$1.25M
$5K ﹤0.01%
+50
New +$5.22K
EPR icon
9318
CALL
EPR Properties
EPR
$4.89B
$5K ﹤0.01%
100
– –
EXR icon
9319
CALL
Extra Space Storage
EXR
$32.3B
$5K ﹤0.01%
+100
New +$4.33K
FET icon
9320
Forum Energy Technologies
FET
$578M
$5K ﹤0.01%
10
– –
FWDI
9321
Forward Industries Inc
FWDI
$280M
$5K ﹤0.01%
244
+213
+687% +$4K
FRME icon
9322
First Merchants
FRME
$2.69B
$5K ﹤0.01%
272
-2,190
-89% -$39.3K
GDOT icon
9323
CALL
Green Dot
GDOT
$750M
$5K ﹤0.01%
200
-1,200
-86% -$27.7K
GFI icon
9324
CALL
Gold Fields
GFI
$28.8B
$5K ﹤0.01%
1,100
-500
-31% -$2.68K
GMED icon
9325
CALL
Globus Medical
GMED
$11.1B
$5K ﹤0.01%
+300
New +$5.19K
371 372
373
374 375

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.