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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASEI
9251
CALL
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
$6K ﹤0.01%
100
-100
-50% -$5.92K
QBAK
9252
DELISTED
Qualstar Corp
QBAK
$6K ﹤0.01%
732
+346
+90% +$2.97K
JMI
9253
PUT
DELISTED
JAVELIN MTG INVESTMENT CORP COM
JMI
$6K ﹤0.01%
+500
New +$6.36K
ZINC
9254
PUT
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
$6K ﹤0.01%
+500
New +$6.25K
DXM
9255
CALL
DELISTED
DEX MEDIA INC NEW COM STK (DE)
DXM
$6K ﹤0.01%
700
+500
+250% +$6.22K
DOM
9256
DELISTED
DOMINION RES BLACK WARRIOR TR
DOM
$6K ﹤0.01%
1,168
-2,015
-63% -$9.72K
VRTA
9257
DELISTED
VESTIN REALTY MORTGAGE I INC COM STK NEW
VRTA
$6K ﹤0.01%
877
+27
+3% +$183
SIBC
9258
DELISTED
STATE INVS BANCORP INC
SIBC
$6K ﹤0.01%
354
+163
+85% +$2.48K
APP
9259
DELISTED
AMERICAN APPAREL INC COM
APP
$6K ﹤0.01%
+4,581
New +$7.73K
NEE.PRO
9260
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$6K ﹤0.01%
102
-172
-63% -$9.63K
SUTR
9261
DELISTED
Sutor Technology Group Limited Common Stock
SUTR
$6K ﹤0.01%
3,813
+2,395
+169% +$4.23K
SIMG
9262
CALL
DELISTED
SILICON IMAGE INC
SIMG
$6K ﹤0.01%
1,200
-15,200
-93% -$84.7K
PTP
9263
DELISTED
PLATINUM UNDERWRITERS HLDGS LTD
PTP
$6K ﹤0.01%
104
-1,880
-95% -$110K
SMPL
9264
DELISTED
SIMPLICITY BANCORP INC
SMPL
$6K ﹤0.01%
383
-4,133
-92% -$61.9K
QRM
9265
CALL
DELISTED
QUEST RARE MINERALS LTD COM SHS CANADA
QRM
$6K ﹤0.01%
+6,800
New +$4.38K
IKAN
9266
DELISTED
IKANOS COMMUNICATIONS INC COM STK NEW (DE)
IKAN
$6K ﹤0.01%
523
-76
-13% -$981
ESYS
9267
DELISTED
ELECSYS CORPORATION
ESYS
$6K ﹤0.01%
781
+586
+301% +$4.02K
OABC
9268
DELISTED
OMNIAMERICAN BANCORP INC COM STK (TX)
OABC
$6K ﹤0.01%
237
-6
-2% -$141
GSGO
9269
DELISTED
ALPS ETF TR GS Momentum Builder Growth Mkt Eq & US tres
GSGO
$6K ﹤0.01%
300
– –
VSB
9270
DELISTED
VANTAGESOUTH BANCHARES, INC
VSB
$6K ﹤0.01%
1,054
-851
-45% -$4.39K
CCIX
9271
DELISTED
COLEMAN CABLE IN COM
CCIX
$6K ﹤0.01%
257
-909
-78% -$18.5K
VCI
9272
CALL
DELISTED
VALASSIS COMMUNICATIONS INC
VCI
$6K ﹤0.01%
200
-1,800
-90% -$50.7K
VCI
9273
PUT
DELISTED
VALASSIS COMMUNICATIONS INC
VCI
$6K ﹤0.01%
200
– –
HPOL
9274
DELISTED
HARRIS INTERACTIVE INC
HPOL
$6K ﹤0.01%
3,291
+2,680
+439% +$5.12K
OC.WS.B
9275
DELISTED
OWENS CORNING INC WTS EXP 2013 SER B
OC.WS.B
$6K ﹤0.01%
184,231
+5,986
+3% +$2.39K
369 370
371
372 373

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.