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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHB icon
9226
Bar Harbor Bankshares
BHB
$667M
$7K ﹤0.01%
394
+216
+121% +$3.63K
CAH icon
9227
PUT
Cardinal Health
CAH
$54.6B
$7K ﹤0.01%
+100
New +$6.11K
CLM icon
9228
Cornerstone Strategic Value Fund
CLM
$2.18B
$7K ﹤0.01%
265
+36
+16% +$981
CNA icon
9229
CNA Financial
CNA
$14.9B
$7K ﹤0.01%
156
-55
-26% -$2.23K
CTRN icon
9230
CALL
Citi Trends
CTRN
$562M
$7K ﹤0.01%
+400
New +$6.49K
DGICB
9231
Donegal Group Class B
DGICB
$800M
$7K ﹤0.01%
296
– –
DSX icon
9232
CALL
Diana Shipping
DSX
$270M
$7K ﹤0.01%
715
-14,733
-95% -$123K
DWSN icon
9233
Dawson Geophysical
DWSN
$134M
$7K ﹤0.01%
339
+271
+399% +$5.64K
FOCL
9234
PUT
EDAP TMS S.A.
FOCL
$225M
$7K ﹤0.01%
+2,500
New +$6.94K
ERII icon
9235
Energy Recovery
ERII
$435M
$7K ﹤0.01%
1,200
-13,581
-92% -$76.3K
FLL icon
9236
Full House Resorts
FLL
$84.9M
$7K ﹤0.01%
2,261
+1,145
+103% +$3.21K
GFI icon
9237
CALL
Gold Fields
GFI
$29.2B
$7K ﹤0.01%
2,100
+1,000
+91% +$4.09K
GLP icon
9238
CALL
Global Partners
GLP
$1.66B
$7K ﹤0.01%
200
-900
-82% -$31.1K
GNTX icon
9239
PUT
Gentex
GNTX
$5.11B
$7K ﹤0.01%
+400
New +$5.86K
GTIM icon
9240
Good Times Restaurants
GTIM
$14.6M
$7K ﹤0.01%
2,767
+1,496
+118% +$3.7K
GTN icon
9241
PUT
Gray Television
GTN
$429M
$7K ﹤0.01%
+500
New +$5.29K
HDB icon
9242
PUT
HDFC Bank
HDB
$122B
$7K ﹤0.01%
800
-2,400
-75% -$20.4K
HROW icon
9243
Harrow
HROW
$1.41B
$7K ﹤0.01%
+2,118
New +$8.45K
ICCC icon
9244
ImmuCell
ICCC
$102M
$7K ﹤0.01%
1,697
-1,625
-49% -$7.04K
IDT icon
9245
CALL
IDT Corp
IDT
$1.68B
$7K ﹤0.01%
+566
New +$7.99K
INUV icon
9246
Inuvo
INUV
$16.3M
$7K ﹤0.01%
578
+112
+24% +$1.67K
IPAR icon
9247
CALL
Interparfums
IPAR
$4.04B
$7K ﹤0.01%
200
– –
KELYA icon
9248
CALL
Kelly Services Class A
KELYA
$562M
$7K ﹤0.01%
300
-500
-63% -$10.9K
LAD icon
9249
PUT
Lithia Motors
LAD
$8.14B
$7K ﹤0.01%
100
-400
-80% -$26.9K
LCTX icon
9250
PUT
Lineage Cell Therapeutics
LCTX
$262M
$7K ﹤0.01%
2,354
+1,982
+533% +$5.99K
368 369
370
371 372

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.