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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMIT
9226
DELISTED
Schmitt Industries Inc
SMIT
$6K ﹤0.01%
2,367
+1,591
+205% +$4.25K
ABMD
9227
CALL
DELISTED
Abiomed Inc
ABMD
$6K ﹤0.01%
300
-800
-73% -$18.3K
MTOR
9228
PUT
DELISTED
MERITOR, Inc.
MTOR
$6K ﹤0.01%
700
– –
CNR
9229
PUT
DELISTED
Cornerstone Building Brands, Inc.
CNR
$6K ﹤0.01%
+500
New +$6.66K
GPL
9230
CALL
DELISTED
Great Panther Mining Limited
GPL
$6K ﹤0.01%
680
-1,030
-60% -$9.74K
APTS
9231
DELISTED
Preferred Apartment Communities, Inc.
APTS
$6K ﹤0.01%
755
-3,945
-84% -$33.2K
CXDC
9232
DELISTED
China XD Plastics Company Limited
CXDC
$6K ﹤0.01%
1,332
-2,991
-69% -$12.7K
EXFO
9233
DELISTED
EXFO INC.
EXFO
$6K ﹤0.01%
1,080
-1,499
-58% -$7.29K
ALSK
9234
PUT
DELISTED
Alaska Communications Systems
ALSK
$6K ﹤0.01%
2,400
+2,000
+500% +$5.42K
QEP
9235
PUT
DELISTED
QEP RESOURCES, INC.
QEP
$6K ﹤0.01%
+200
New +$5.78K
GCAP
9236
DELISTED
Gain Capital Holdings, Inc.
GCAP
$6K ﹤0.01%
490
-6,011
-92% -$47.5K
AKRX
9237
CALL
DELISTED
Akorn Inc
AKRX
$6K ﹤0.01%
300
-600
-67% -$9.71K
SAUC
9238
DELISTED
Diversified Restaurant Holdings, Inc. Common stock
SAUC
$6K ﹤0.01%
874
+307
+54% +$2.07K
CNTF
9239
DELISTED
China TechFaith Wireless Communication Technology Ltd
CNTF
$6K ﹤0.01%
+821
New +$4.89K
MBTF
9240
DELISTED
MBT Financial Corporation
MBTF
$6K ﹤0.01%
1,556
+1,013
+187% +$4.04K
BORN
9241
DELISTED
China New Borun Corporation
BORN
$6K ﹤0.01%
4,489
+1,801
+67% +$2.28K
XOXO
9242
CALL
DELISTED
Xo Group Inc
XOXO
$6K ﹤0.01%
+500
New +$6.26K
XRM
9243
DELISTED
Xerium Technologies Inc (new)
XRM
$6K ﹤0.01%
+541
New +$6.24K
NDRO
9244
CALL
DELISTED
Enduro Royalty Trust
NDRO
$6K ﹤0.01%
500
– –
ACFC
9245
DELISTED
Atlantic Coast Financial Corporation
ACFC
$6K ﹤0.01%
1,538
+529
+52% +$2.32K
JJP
9246
DELISTED
iPath Bloomberg Precious Metals Subindex Total Return ETN due June 24, 2038
JJP
$6K ﹤0.01%
82
-73
-47% -$4.93K
CASC
9247
PUT
DELISTED
Cascadian Therapeutics, Inc.
CASC
$6K ﹤0.01%
483
+333
+222% +$3.5K
AMRI
9248
DELISTED
Albany Molecular Research Inc
AMRI
$6K ﹤0.01%
+500
New +$6.15K
EMCR
9249
DELISTED
Columbia Emerging Markets Core ETF
EMCR
$6K ﹤0.01%
282
-691
-71% -$13.9K
CSLS
9250
DELISTED
Credit Suisse X-Links Long/Short Equity ETN's due February 19,2020
CSLS
$6K ﹤0.01%
+268
New +$6.22K
368 369
370
371 372

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.