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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RFP
901
DELISTED
Resolute Forest Products Inc.
RFP
$16.8M 0.01%
835,863
+196,519
+31% +$3.77M
PNRA
902
CALL
DELISTED
Panera Bread Co
PNRA
$16.8M 0.01%
95,100
+94,300
+11,788% +$16.7M
NUS icon
903
CALL
Nu Skin
NUS
$247M
$16.8M 0.01%
202,200
+197,300
+4,027% +$17.3M
EDIV icon
904
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$16.7M 0.01%
438,809
-109,898
-20% -$4.02M
EXG icon
905
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$16.7M 0.01%
1,651,598
+216,138
+15% +$2.18M
HTGC icon
906
Hercules Capital
HTGC
$2.94B
$16.7M 0.01%
1,185,524
+122,972
+12% +$1.93M
MYI icon
907
BlackRock MuniYield Quality Fund III
MYI
$709M
$16.6M 0.01%
1,223,047
+256,120
+26% +$3.39M
V icon
908
PUT
Visa
V
$677B
$16.6M 0.01%
308,000
-475,600
-61% -$26.4M
FCX icon
909
CALL
Freeport-McMoran
FCX
$90B
$16.6M 0.01%
501,335
+97,897
+24% +$3.26M
MSTR icon
910
Strategy Inc
MSTR
$33.5B
$16.6M 0.01%
1,436,210
+193,680
+16% +$2.42M
XOM icon
911
PUT
ExxonMobil
XOM
$651B
$16.6M 0.01%
169,600
-365,800
-68% -$34.9M
USMV icon
912
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$16.5M 0.01%
457,080
-165,609
-27% -$5.86M
SEE
913
DELISTED
Sealed Air
SEE
$16.5M 0.01%
500,465
-200,822
-29% -$6.55M
XLY icon
914
CALL
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$16.4M 0.01%
506,200
+247,400
+96% +$8.07M
AHD
915
PUT
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
$16.3M 0.01%
379,300
+206,400
+119% +$8.88M
BSJG
916
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$16.3M 0.01%
597,933
+460,805
+336% +$12.5M
VNR
917
DELISTED
Vanguard Natural Resources, LLC
VNR
$16.3M 0.01%
548,247
+71,651
+15% +$2.15M
GWW icon
918
W.W. Grainger
GWW
$65.3B
$16.3M 0.01%
64,469
-16,381
-20% -$4.09M
PGF icon
919
Invesco Financial Preferred ETF
PGF
$676M
$16.3M 0.01%
914,080
-342,762
-27% -$5.99M
OKE icon
920
Oneok
OKE
$58.7B
$16.2M 0.01%
273,351
-151,632
-36% -$8.87M
SPEU icon
921
State Street SPDR Portfolio Europe ETF
SPEU
$712M
$16.2M 0.01%
421,330
-89,690
-18% -$3.46M
CNX icon
922
CNX Resources
CNX
$4.85B
$16.1M 0.01%
483,059
+287,461
+147% +$9.27M
SHV icon
923
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$16M 0.01%
145,417
-78,274
-35% -$8.63M
LNN icon
924
Lindsay Corp
LNN
$1.16B
$16M 0.01%
181,638
+30,268
+20% +$2.56M
EFV icon
925
iShares MSCI EAFE Value ETF
EFV
$27.6B
$16M 0.01%
277,882
-11,483
-4% -$649K
35 36
37
38 39

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.