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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTRX
901
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$17.3M 0.02%
363,685
+14,627
+4% +$690K
FDT icon
902
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$17.2M 0.02%
333,904
+11,006
+3% +$554K
RPV icon
903
Invesco S&P 500 Pure Value ETF
RPV
$1.61B
$17.1M 0.02%
344,460
+51,619
+18% +$2.44M
A icon
904
Agilent Technologies
A
$39.1B
$17.1M 0.02%
418,999
+230,997
+123% +$8.78M
CNP icon
905
CenterPoint Energy
CNP
$29.1B
$17.1M 0.02%
738,017
+253,647
+52% +$6.09M
MOS icon
906
CALL
The Mosaic Company
MOS
$7.09B
$17.1M 0.02%
361,500
-715,000
-66% -$33.2M
EMLP icon
907
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$17M 0.02%
725,409
+58,002
+9% +$1.34M
STWD icon
908
Starwood Property Trust
STWD
$6.12B
$17M 0.02%
761,958
+46,304
+6% +$980K
VGI
909
Virtus Global Multi-Sector Income Fund
VGI
$81.2M
$17M 0.02%
1,005,631
-32,289
-3% -$547K
ETR icon
910
Entergy
ETR
$54.1B
$17M 0.02%
537,628
-47,478
-8% -$1.51M
POT
911
PUT
DELISTED
Potash Corp Of Saskatchewan
POT
$17M 0.02%
515,400
-1,036,300
-67% -$33M
CF icon
912
CALL
CF Industries
CF
$19.2B
$17M 0.02%
364,000
+213,500
+142% +$9.34M
EFAV icon
913
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$17M 0.02%
275,412
+55,449
+25% +$3.4M
DIS icon
914
PUT
Walt Disney
DIS
$165B
$16.9M 0.02%
221,800
-67,100
-23% -$4.65M
AAL icon
915
American Airlines Group
AAL
$9.58B
$16.9M 0.02%
+670,542
New +$17.3M
VALE icon
916
Vale
VALE
$62.9B
$16.9M 0.02%
1,107,678
-671,668
-38% -$10.4M
PJP icon
917
Invesco Pharmaceuticals ETF
PJP
$425M
$16.9M 0.02%
315,267
+78,367
+33% +$3.92M
RF icon
918
Regions Financial
RF
$26.3B
$16.8M 0.02%
1,703,235
+534,721
+46% +$5.15M
VALE icon
919
CALL
Vale
VALE
$62.9B
$16.8M 0.02%
1,103,300
+170,400
+18% +$2.65M
EL icon
920
Estee Lauder
EL
$29B
$16.8M 0.02%
223,306
-156,592
-41% -$11.3M
PKG icon
921
Packaging Corp of America
PKG
$22.7B
$16.7M 0.02%
264,270
+109,346
+71% +$6.64M
BGX
922
Blackstone Long-Short Credit Income Fund
BGX
$135M
$16.7M 0.02%
935,565
-138,784
-13% -$2.47M
FSLR icon
923
PUT
First Solar
FSLR
$21.8B
$16.7M 0.02%
305,300
+11,100
+4% +$607K
NOK icon
924
CALL
Nokia
NOK
$50.8B
$16.6M 0.02%
2,051,900
-168,100
-8% -$1.26M
FAX
925
abrdn Asia-Pacific Income Fund
FAX
$590M
$16.6M 0.02%
480,842
-29,019
-6% -$1.06M
35 36
37
38 39

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.