We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
901
PUT
Philip Morris
PM
$301B
$13.8M 0.01%
159,900
-7,900
-5% -$691K
FISV
902
Fiserv Inc
FISV
$27.2B
$13.8M 0.01%
547,556
+105,664
+24% +$2.56M
STWD icon
903
Starwood Property Trust
STWD
$6.12B
$13.8M 0.01%
715,654
+210,147
+42% +$4.22M
FWONA icon
904
Liberty Media Series A
FWONA
$22.3B
$13.8M 0.01%
527,221
-55,923
-10% -$1.4M
VNO icon
905
Vornado Realty Trust
VNO
$7.47B
$13.8M 0.01%
223,976
+14,785
+7% +$916K
EMN icon
906
Eastman Chemical
EMN
$7.8B
$13.8M 0.01%
176,538
+47,879
+37% +$3.69M
CHL
907
DELISTED
China Mobile Limited
CHL
$13.7M 0.01%
242,202
-77,981
-24% -$4.22M
NOC icon
908
Northrop Grumman
NOC
$77B
$13.7M 0.01%
143,456
-32,400
-18% -$2.99M
AET
909
DELISTED
Aetna Inc
AET
$13.6M 0.01%
213,022
+31,126
+17% +$2M
HRL icon
910
Hormel Foods
HRL
$13.9B
$13.6M 0.01%
646,334
+46,948
+8% +$986K
SRLN icon
911
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$13.6M 0.01%
273,198
+131,970
+93% +$6.59M
CHRW icon
912
C.H. Robinson
CHRW
$22B
$13.6M 0.01%
228,371
-5,969
-3% -$350K
ONXX
913
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
$13.5M 0.01%
108,654
+32,157
+42% +$4.07M
MEMP
914
DELISTED
Memorial Production Partners LP Common Units
MEMP
$13.5M 0.01%
648,537
+231,961
+56% +$4.72M
SPEU icon
915
State Street SPDR Portfolio Europe ETF
SPEU
$712M
$13.5M 0.01%
368,708
+326,228
+768% +$11.5M
MDIV icon
916
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$13.5M 0.01%
651,043
-30,179
-4% -$633K
MGM icon
917
CALL
MGM Resorts International
MGM
$11.7B
$13.4M 0.01%
656,500
+334,900
+104% +$5.83M
NOK icon
918
Nokia
NOK
$50.8B
$13.4M 0.01%
2,060,370
-3,900,719
-65% -$18.4M
EFAV icon
919
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$13.4M 0.01%
219,963
-217,668
-50% -$12.9M
DIS icon
920
CALL
Walt Disney
DIS
$165B
$13.4M 0.01%
207,400
+38,800
+23% +$2.49M
CNQ icon
921
Canadian Natural Resources
CNQ
$96.9B
$13.4M 0.01%
879,678
+8,551
+1% +$128K
MET icon
922
PUT
MetLife
MET
$61B
$13.3M 0.01%
318,985
-63,617
-17% -$2.74M
EVEP
923
DELISTED
EV Energy Partners, L.P.
EVEP
$13.3M 0.01%
359,363
+1,816
+0.5% +$69.3K
XLY icon
924
PUT
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$13.3M 0.01%
439,200
+405,400
+1,199% +$12M
WLT
925
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$13.3M 0.01%
947,796
-230,920
-20% -$2.93M
35 36
37
38 39

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.