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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NNN icon
9201
PUT
NNN REIT
NNN
$9.29B
$6K ﹤0.01%
200
– –
QUAD icon
9202
CALL
Quad
QUAD
$479M
$6K ﹤0.01%
+200
New +$5.9K
RUSHA icon
9203
Rush Enterprises Class A
RUSHA
$6.34B
$6K ﹤0.01%
529
-868
-62% -$9.96K
FLNA
9204
PUT
Filana Therapeutics
FLNA
$42M
$6K ﹤0.01%
+329
New +$5.75K
SH icon
9205
PUT
ProShares Short S&P500
SH
$928M
$6K ﹤0.01%
25
-2,800
-99% -$633K
SIEB icon
9206
Siebert Financial
SIEB
$65.9M
$6K ﹤0.01%
3,641
+1,400
+62% +$2.22K
SIGA icon
9207
PUT
SIGA Technologies
SIGA
$240M
$6K ﹤0.01%
1,700
+400
+31% +$1.37K
SMP icon
9208
CALL
Standard Motor Products
SMP
$902M
$6K ﹤0.01%
200
-1,000
-83% -$32.9K
SNEX icon
9209
CALL
StoneX
SNEX
$8.72B
$6K ﹤0.01%
+1,519
New +$5.76K
SNFCA icon
9210
Security National Financial
SNFCA
$248M
$6K ﹤0.01%
1,975
-4,359
-69% -$13.6K
SNX icon
9211
CALL
TD Synnex
SNX
$19.9B
$6K ﹤0.01%
200
-1,600
-89% -$40.9K
SQM icon
9212
PUT
Sociedad Química y Minera de Chile
SQM
$19.3B
$6K ﹤0.01%
+205
New +$6.39K
THO icon
9213
CALL
Thor Industries
THO
$4.06B
$6K ﹤0.01%
100
-300
-75% -$15.9K
UONEK icon
9214
Urban One Class D
UONEK
$22.4M
$6K ﹤0.01%
225
-1,642
-88% -$38.6K
VIXY icon
9215
ProShares VIX Short-Term Futures ETF
VIXY
$221M
– –
0
– –
ZEUS
9216
CALL
DELISTED
Olympic Steel
ZEUS
$6K ﹤0.01%
200
+100
+100% +$2.71K
NPKI
9217
PUT
NPK International
NPKI
$1.02B
$6K ﹤0.01%
+500
New +$5.88K
ENZ
9218
CALL
DELISTED
Enzo Biochem, Inc.
ENZ
$6K ﹤0.01%
2,500
+700
+39% +$1.66K
MODN
9219
DELISTED
MODEL N, INC.
MODN
$6K ﹤0.01%
+573
New +$10.3K
GGE
9220
DELISTED
Green Giant Inc. Common Stock
GGE
$6K ﹤0.01%
422
-229
-35% -$3.6K
MFV
9221
DELISTED
MFS SPECIAL VALUE TRUST
MFV
$6K ﹤0.01%
870
– –
NSTG
9222
DELISTED
NanoString Technologies, Inc.
NSTG
$6K ﹤0.01%
+500
New +$4.52K
WWE
9223
CALL
DELISTED
World Wrestling Entertainment
WWE
$6K ﹤0.01%
600
+500
+500% +$5.17K
RUTH
9224
CALL
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$6K ﹤0.01%
500
-1,100
-69% -$13.5K
OIG
9225
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
$6K ﹤0.01%
25
-36
-59% -$8.17K
367 368
369
370 371

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.