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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGCO icon
9151
PUT
AGCO
AGCO
$8.41B
$6K ﹤0.01%
100
-100
-50% -$5.66K
AMS icon
9152
American Shared Hospital Services
AMS
$10.1M
$6K ﹤0.01%
2,415
-7,356
-75% -$20.2K
ANIP icon
9153
ANI Pharmaceuticals
ANIP
$1.86B
$6K ﹤0.01%
648
-3,323
-84% -$23.9K
ATMP icon
9154
iPath Select MLP ETN
ATMP
$635M
$6K ﹤0.01%
+233
New +$6.1K
ATRC icon
9155
AtriCure
ATRC
$2.08B
$6K ﹤0.01%
+574
New +$5.66K
AVNT icon
9156
CALL
Avient
AVNT
$3.29B
$6K ﹤0.01%
+200
New +$5.66K
AWI icon
9157
CALL
Armstrong World Industries
AWI
$7.37B
$6K ﹤0.01%
100
– –
AX icon
9158
PUT
Axos Financial
AX
$5.58B
$6K ﹤0.01%
+400
New +$5.96K
BAK icon
9159
PUT
Braskem
BAK
$901M
$6K ﹤0.01%
+400
New +$6.13K
BRO icon
9160
CALL
Brown & Brown
BRO
$25.1B
$6K ﹤0.01%
400
-1,600
-80% -$26.1K
BSRR icon
9161
Sierra Bancorp
BSRR
$532M
$6K ﹤0.01%
400
-604
-60% -$9.4K
CARV
9162
DELISTED
Carver Bancorp
CARV
$6K ﹤0.01%
768
-233
-23% -$1.43K
CLM icon
9163
Cornerstone Strategic Value Fund
CLM
$2.16B
$6K ﹤0.01%
229
– –
CORT icon
9164
CALL
Corcept Therapeutics
CORT
$9.98B
$6K ﹤0.01%
3,500
-19,000
-84% -$33.5K
CPT icon
9165
PUT
Camden Property Trust
CPT
$11.5B
$6K ﹤0.01%
+100
New +$6.72K
CRMD icon
9166
CorMedix
CRMD
$564M
$6K ﹤0.01%
1,354
+1,264
+1,404% +$5.99K
CVLG icon
9167
Covenant Logistics
CVLG
$1.04B
$6K ﹤0.01%
2,000
-4,644
-70% -$14.3K
CXT icon
9168
CALL
Crane NXT
CXT
$2.99B
$6K ﹤0.01%
288
-288
-50% -$6.12K
DGICB
9169
Donegal Group Class B
DGICB
$811M
$6K ﹤0.01%
296
-515
-64% -$10.2K
DKL icon
9170
Delek Logistics
DKL
$3.12B
$6K ﹤0.01%
+180
New +$5.55K
DRD
9171
CALL
DRDGold
DRD
$1.75B
$6K ﹤0.01%
+1,000
New +$5.63K
DUG icon
9172
PUT
ProShares UltraShort Energy
DUG
$21.2M
$6K ﹤0.01%
+5
New +$5.96K
EBF icon
9173
Ennis
EBF
$554M
$6K ﹤0.01%
305
-2,532
-89% -$46.1K
ENOV icon
9174
PUT
Enovis
ENOV
$1.74B
$6K ﹤0.01%
58
-3,777
-98% -$348K
EPR.PRE icon
9175
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
$114M
$6K ﹤0.01%
+196
New +$5.93K
365 366
367
368 369

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.