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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OII icon
9126
CALL
Oceaneering
OII
$4.78B
$8K ﹤0.01%
100
-400
-80% -$32.5K
RGEN icon
9127
PUT
Repligen
RGEN
$8.2B
$8K ﹤0.01%
600
-600
-50% -$7.16K
RIOT icon
9128
Riot Platforms
RIOT
$8.03B
$8K ﹤0.01%
493
+490
+16,333% +$7.31K
SDP icon
9129
ProShares UltraShort Utilities
SDP
$3.91M
$8K ﹤0.01%
+12
New +$8.17K
SFBC
9130
Sound Financial Bancorp
SFBC
$105M
$8K ﹤0.01%
488
-917
-65% -$15K
SMH icon
9131
PUT
VanEck Semiconductor ETF
SMH
$63.8B
$8K ﹤0.01%
400
-399,600
-100% -$8.19M
TGTX icon
9132
TG Therapeutics
TGTX
$8.4B
$8K ﹤0.01%
2,105
-345
-14% -$1.39K
TNK icon
9133
CALL
Teekay Tankers
TNK
$2.66B
$8K ﹤0.01%
250
+162
+184% +$3.82K
TWIN icon
9134
Twin Disc
TWIN
$333M
$8K ﹤0.01%
319
-782
-71% -$20.6K
TYO icon
9135
CALL
Direxion Daily 7-10 Year Treasury Bear 3X ETF
TYO
$12.2M
$8K ﹤0.01%
300
– –
UBCP icon
9136
United Bancorp
UBCP
$92.1M
$8K ﹤0.01%
952
-143
-13% -$1.02K
WDAY icon
9137
PUT
Workday
WDAY
$39.4B
$8K ﹤0.01%
100
-900
-90% -$71.1K
WWR icon
9138
Westwater Resources
WWR
$51.6M
$8K ﹤0.01%
5
+4
+400% +$6.62K
XPRO icon
9139
CALL
Expro Ltd
XPRO
$1.75B
$8K ﹤0.01%
+50
New +$8.47K
LGTY
9140
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$8K ﹤0.01%
848
+220
+35% +$2.05K
IQDE
9141
DELISTED
FlexShares International Quality Dividend Defensive Index Fund
IQDE
$8K ﹤0.01%
+297
New +$7.83K
SRT
9142
DELISTED
Startek Inc.
SRT
$8K ﹤0.01%
1,182
+461
+64% +$2.92K
WWE
9143
PUT
DELISTED
World Wrestling Entertainment
WWE
$8K ﹤0.01%
500
– –
WTT
9144
DELISTED
Wireless Telecom Group, Inc.
WTT
$8K ﹤0.01%
+3,875
New +$7.87K
RFP
9145
CALL
DELISTED
Resolute Forest Products Inc.
RFP
$8K ﹤0.01%
500
-1,600
-76% -$23.6K
RFP
9146
PUT
DELISTED
Resolute Forest Products Inc.
RFP
$8K ﹤0.01%
500
+100
+25% +$1.47K
ABMD
9147
CALL
DELISTED
Abiomed Inc
ABMD
$8K ﹤0.01%
300
– –
STON
9148
CALL
DELISTED
StoneMor Inc.
STON
$8K ﹤0.01%
+300
New +$7.54K
RAVN
9149
CALL
DELISTED
Raven Industries Inc
RAVN
$8K ﹤0.01%
+200
New +$7.2K
MFNC
9150
DELISTED
Mackinac Financial Corporation
MFNC
$8K ﹤0.01%
850
-818
-49% -$7.6K
364 365
366
367 368

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.