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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGEN
9101
CALL
Agenus
AGEN
$275M
$8K ﹤0.01%
158
-362
-70% -$18.7K
AGX icon
9102
CALL
Argan
AGX
$7.33B
$8K ﹤0.01%
+300
New +$7.02K
AX icon
9103
PUT
Axos Financial
AX
$5.64B
$8K ﹤0.01%
400
– –
CANE icon
9104
Teucrium Sugar Fund
CANE
$74.2M
$8K ﹤0.01%
+535
New +$8.05K
CLDT
9105
Chatham Lodging
CLDT
$638M
$8K ﹤0.01%
400
-4,397
-92% -$87.1K
COLM icon
9106
CALL
Columbia Sportswear
COLM
$3.3B
$8K ﹤0.01%
+200
New +$6.74K
CRH icon
9107
PUT
CRH
CRH
$69.1B
$8K ﹤0.01%
300
– –
CVLG icon
9108
Covenant Logistics
CVLG
$1.09B
$8K ﹤0.01%
2,000
– –
CXSE icon
9109
WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
CXSE
$482M
$8K ﹤0.01%
318
-430
-57% -$11.2K
EDN
9110
Edenor
EDN
$1.11B
$8K ﹤0.01%
1,598
-1,031
-39% -$6.24K
ENTA icon
9111
Enanta Pharmaceuticals
ENTA
$367M
$8K ﹤0.01%
284
-3,374
-92% -$81.8K
FCCO icon
9112
First Community Corp
FCCO
$329M
$8K ﹤0.01%
+784
New +$8.04K
FMN
9113
Federated Hermes Premier Municipal Income Fund
FMN
$86.9M
$8K ﹤0.01%
600
-577
-49% -$7.4K
GORO icon
9114
CALL
Goldgroup Mining Inc.
GORO
$152M
$8K ﹤0.01%
1,800
+1,100
+157% +$5.64K
HYD icon
9115
PUT
VanEck High Yield Muni ETF
HYD
$4.45B
$8K ﹤0.01%
+150
New +$8.61K
IESC icon
9116
IES Holdings
IESC
$10.8B
$8K ﹤0.01%
1,424
+1,161
+441% +$5.54K
INSG icon
9117
Inseego
INSG
$111M
$8K ﹤0.01%
346
+178
+106% +$4.45K
KRO icon
9118
PUT
KRONOS Worldwide
KRO
$712M
$8K ﹤0.01%
400
-1,100
-73% -$17.4K
LEA icon
9119
PUT
Lear
LEA
$7.45B
$8K ﹤0.01%
+100
New +$7.83K
MFC icon
9120
PUT
Manulife Financial
MFC
$74.2B
$8K ﹤0.01%
+400
New +$7.32K
MFG icon
9121
CALL
Mizuho Financial
MFG
$123B
$8K ﹤0.01%
1,800
– –
MIDU icon
9122
CALL
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$70.7M
$8K ﹤0.01%
+500
New +$7.39K
MMYT icon
9123
CALL
MakeMyTrip
MMYT
$5.1B
$8K ﹤0.01%
+400
New +$6.41K
NMIH icon
9124
NMI Holdings
NMIH
$3.34B
$8K ﹤0.01%
+594
New +$7.9K
NUWE icon
9125
PUT
Nuwellis
NUWE
$178K
– –
0
– –
363 364
365
366 367

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.