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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUD
9051
DELISTED
Audacy, Inc.
AUD
$9K ﹤0.01%
860
-18
-2% -$170
FUE
9052
DELISTED
ELEMENTS Linked to the ICE BofAML Commodity Index eXtra Biofuels Total Return
FUE
$9K ﹤0.01%
942
+301
+47% +$3.09K
AHPI
9053
DELISTED
Allied Healthcare Products
AHPI
$9K ﹤0.01%
1,902
+790
+71% +$3.65K
MANT
9054
CALL
DELISTED
Mantech International Corp
MANT
$9K ﹤0.01%
300
– –
NTUS
9055
CALL
DELISTED
Natus Medical Inc
NTUS
$9K ﹤0.01%
+400
New +$7.72K
STAY
9056
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$9K ﹤0.01%
+337
New +$8.31K
RELV
9057
DELISTED
Reliv International Inc
RELV
$9K ﹤0.01%
476
+255
+115% +$4.82K
INWK
9058
CALL
DELISTED
InnerWorkings, Inc.
INWK
$9K ﹤0.01%
+1,100
New +$8.9K
BFYT
9059
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$9K ﹤0.01%
+897
New +$10.4K
MNI
9060
CALL
DELISTED
The McClatchy Company Class A Common Stock
MNI
$9K ﹤0.01%
250
-40
-14% -$1.22K
MNI
9061
DELISTED
The McClatchy Company Class A Common Stock
MNI
$9K ﹤0.01%
253
-321
-56% -$9.75K
ARQL
9062
DELISTED
Arqule Inc
ARQL
$9K ﹤0.01%
4,000
+1,000
+33% +$2.25K
SRCI
9063
DELISTED
SRC Energy Inc
SRCI
$9K ﹤0.01%
+1,000
New +$9.85K
IMI
9064
DELISTED
Intermolecular, Inc.
IMI
$9K ﹤0.01%
1,740
+324
+23% +$1.83K
PES
9065
CALL
DELISTED
Pioneer Energy Services Corp.
PES
$9K ﹤0.01%
1,100
+400
+57% +$3.15K
NLST
9066
DELISTED
Netlist, Inc.
NLST
$9K ﹤0.01%
11,516
+21
+0.2% +$16
ILG
9067
DELISTED
ILG, Inc Common Stock
ILG
$9K ﹤0.01%
305
+144
+89% +$3.78K
SGAR
9068
DELISTED
iPath Pure Beta Sugar ETN
SGAR
$9K ﹤0.01%
+252
New +$9.25K
EXAC
9069
DELISTED
Exactech Inc
EXAC
$9K ﹤0.01%
+367
New +$8.37K
TORM
9070
DELISTED
TOR Minerals International Inc
TORM
$9K ﹤0.01%
869
-297
-25% -$3.22K
XBKS
9071
DELISTED
Xenith Bankshares, Inc. Common Stock
XBKS
$9K ﹤0.01%
504
+277
+122% +$4.2K
GLBR
9072
PUT
DELISTED
Global Brokerage, Inc. Class A Common Stock
GLBR
$9K ﹤0.01%
+50
New +$8.39K
JIVE
9073
CALL
DELISTED
Jive Software, Inc.
JIVE
$9K ﹤0.01%
800
+500
+167% +$5.64K
SQNM
9074
PUT
DELISTED
SEQUENOM INC NEW
SQNM
$9K ﹤0.01%
3,900
+2,500
+179% +$5.93K
CSCD
9075
DELISTED
CASCADE MICROTECH, INC.
CSCD
$9K ﹤0.01%
+1,006
New +$10.3K
361 362
363
364 365

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.