We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALV icon
9001
PUT
Autoliv
ALV
$9.09B
$9K ﹤0.01%
139
-416
-75% -$27.2K
AMKR icon
9002
CALL
Amkor Technology
AMKR
$11.3B
$9K ﹤0.01%
+1,400
New +$7.47K
ASUR icon
9003
Asure Software
ASUR
$237M
$9K ﹤0.01%
1,534
-544
-26% -$2.77K
BRID icon
9004
Bridgford Foods
BRID
$58.6M
$9K ﹤0.01%
926
+426
+85% +$4.3K
CBAT icon
9005
CBAK Energy Technology Ltd
CBAT
$43.6M
$9K ﹤0.01%
4,129
-908
-18% -$1.99K
DWX icon
9006
CALL
State Street SPDR S&P International Dividend ETF
DWX
$527M
$9K ﹤0.01%
200
– –
EAT icon
9007
CALL
Brinker International
EAT
$8.5B
$9K ﹤0.01%
200
-400
-67% -$17.7K
EPV icon
9008
CALL
ProShares UltraShort FTSE Europe
EPV
$11.4M
$9K ﹤0.01%
30
+5
+20% +$1.68K
ETD icon
9009
CALL
Ethan Allen Interiors
ETD
$606M
$9K ﹤0.01%
+300
New +$8.47K
EZPW icon
9010
PUT
Ezcorp Inc
EZPW
$1.85B
$9K ﹤0.01%
800
-200
-20% -$2.65K
FBIN icon
9011
CALL
Fortune Brands Innovations
FBIN
$6.09B
$9K ﹤0.01%
234
-1,521
-87% -$54.8K
GDEN
9012
DELISTED
Golden Entertainment
GDEN
$9K ﹤0.01%
1,108
-20,392
-95% -$166K
GEOS icon
9013
PUT
Geospace Technologies
GEOS
$88.4M
$9K ﹤0.01%
+100
New +$9.2K
GLAD icon
9014
CALL
Gladstone Capital
GLAD
$436M
$9K ﹤0.01%
+450
New +$8.28K
GSM icon
9015
PUT
FerroAtlántica
GSM
$628M
$9K ﹤0.01%
500
– –
HBIO icon
9016
Harvard Bioscience
HBIO
$26.7M
$9K ﹤0.01%
198
-1,012
-84% -$44.2K
AGIG
9017
Abundia Global Impact Group
AGIG
$41.8M
$9K ﹤0.01%
261
+33
+14% +$1.16K
IBKR icon
9018
Interactive Brokers
IBKR
$40.5B
$9K ﹤0.01%
1,476
+768
+108% +$4.29K
IMO icon
9019
PUT
Imperial Oil
IMO
$60.8B
$9K ﹤0.01%
200
-2,100
-91% -$91.4K
INO icon
9020
Inovio Pharmaceuticals
INO
$84.7M
$9K ﹤0.01%
+64
New +$6.41K
JAKK icon
9021
PUT
Jakks Pacific
JAKK
$305M
$9K ﹤0.01%
+130
New +$7.8K
LCTX icon
9022
Lineage Cell Therapeutics
LCTX
$267M
$9K ﹤0.01%
3,106
-2,191
-41% -$6.62K
LZB icon
9023
CALL
La-Z-Boy
LZB
$1.65B
$9K ﹤0.01%
300
-700
-70% -$18.1K
MMI icon
9024
Marcus & Millichap
MMI
$1.2B
$9K ﹤0.01%
+624
New +$8.82K
MSB
9025
PUT
Mesabi Trust
MSB
$300M
$9K ﹤0.01%
400
-400
-50% -$8.87K
359 360
361
362 363

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.