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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TC
8976
CALL
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$10K ﹤0.01%
4,800
-1,700
-26% -$4.82K
FCE.B
8977
DELISTED
Forest City Realty Trust, Inc.
FCE.B
$10K ﹤0.01%
536
+178
+50% +$3.44K
CDE.WS
8978
DELISTED
COEUR MINING, INC CORP IDAHO WT EXP 04/16/2017 DELWARE
CDE.WS
$10K ﹤0.01%
7,232
+1,481
+26% +$2.71K
LRE
8979
PUT
DELISTED
LRR ENERGY LP
LRE
$10K ﹤0.01%
600
-5,600
-90% -$93K
DRGS
8980
DELISTED
RBS GLOBAL BIG PHARMA EXCHANGE TRADED NTS
DRGS
$10K ﹤0.01%
+248
New +$9.73K
HPTX
8981
DELISTED
HYPERION THERAPEUTICS INC COM STK (DE)
HPTX
$10K ﹤0.01%
+517
New +$12.2K
UDNT
8982
DELISTED
DEUTSCHE BK AG LONDON BRH POWERSHARES DB 3X SHORT USD
UDNT
$10K ﹤0.01%
+590
New +$9.82K
CNQR
8983
CALL
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
$10K ﹤0.01%
100
– –
BAXS
8984
DELISTED
BAXANO SURGICAL INC COM STK (DE)
BAXS
$10K ﹤0.01%
10,402
-3,737
-26% -$4.33K
NOVB
8985
DELISTED
NORTH VALLEY BANCORP-COM
NOVB
$10K ﹤0.01%
536
-545
-50% -$10.4K
CCH
8986
DELISTED
COCA-COLA HBC AG SPONSORED ADR(SWITZERLAND)
CCH
$10K ﹤0.01%
318
+194
+156% +$5.48K
VRTB
8987
DELISTED
Vestin Realty Mortgage II, Inc.
VRTB
$10K ﹤0.01%
1,601
+1,040
+185% +$7.33K
TECUA
8988
DELISTED
TECUMSEH PRODUCTS CO CL-A
TECUA
$10K ﹤0.01%
+1,115
New +$10K
REGI
8989
CALL
DELISTED
Renewable Energy Group, Inc.
REGI
$10K ﹤0.01%
900
-1,500
-63% -$18.5K
SOIL
8990
DELISTED
Global X Fertilizers/Potash ETF
SOIL
$10K ﹤0.01%
885
+220
+33% +$2.55K
FOIL
8991
DELISTED
iPath Pure Beta Aluminum ETN
FOIL
$10K ﹤0.01%
354
+101
+40% +$2.9K
AMIC
8992
DELISTED
AMERICAN INDEPENDENCE CORP
AMIC
$10K ﹤0.01%
+806
New +$9.04K
HAWK
8993
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$10K ﹤0.01%
397
-281
-41% -$6.49K
EVOL
8994
DELISTED
Evolving Systems, Inc.
EVOL
$10K ﹤0.01%
1,000
– –
NIHD
8995
PUT
DELISTED
NII HOLDINGS INC CL B
NIHD
$10K ﹤0.01%
3,800
-14,900
-80% -$54.9K
GNVC
8996
DELISTED
GenVec, Inc.
GNVC
$10K ﹤0.01%
400
-30
-7% -$514
BPHX
8997
DELISTED
BLUEPHOENIX SOLUTIONS, LTD ORDINARY SHARES
BPHX
$10K ﹤0.01%
2,179
+512
+31% +$2.23K
ACHC icon
8998
PUT
Acadia Healthcare
ACHC
$3.01B
$9K ﹤0.01%
200
– –
AHRT
8999
AH Realty Trust
AHRT
$540M
$9K ﹤0.01%
+1,012
New +$10K
AJG icon
9000
CALL
Arthur J. Gallagher & Co
AJG
$68.2B
$9K ﹤0.01%
200
– –
358 359
360
361 362

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.