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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
876
CALL
Qualcomm
QCOM
$176B
$17.9M 0.02%
240,500
+122,100
+103% +$8.61M
TGT icon
877
PUT
Target
TGT
$62.1B
$17.8M 0.02%
282,100
+208,900
+285% +$13.4M
WMT icon
878
PUT
Walmart Inc
WMT
$871B
$17.8M 0.02%
680,100
-57,900
-8% -$1.5M
TFI icon
879
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$17.8M 0.02%
394,496
-29,786
-7% -$1.36M
CCL icon
880
Carnival Corporation Ltd
CCL
$36.1B
$17.7M 0.02%
441,526
+75,408
+21% +$2.66M
PSX icon
881
PUT
Phillips 66
PSX
$82.9B
$17.7M 0.02%
229,700
+142,400
+163% +$9.5M
GT icon
882
CALL
Goodyear
GT
$2.07B
$17.7M 0.02%
741,800
-4,800
-0.6% -$106K
CLR
883
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$17.7M 0.02%
314,366
+35,038
+13% +$1.96M
NEM icon
884
CALL
Newmont
NEM
$98.2B
$17.6M 0.02%
765,100
+395,100
+107% +$10.1M
GMCR
885
DELISTED
KEURIG GREEN MTN INC
GMCR
$17.6M 0.02%
232,737
+114,977
+98% +$7.82M
TWC
886
CALL
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$17.6M 0.02%
129,600
+127,000
+4,885% +$15.8M
MDIV icon
887
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$17.6M 0.02%
843,360
+192,317
+30% +$4.01M
PPL
888
PPL Corp
PPL
$27.3B
$17.5M 0.02%
625,880
-61,179
-9% -$1.73M
CTRA
889
DELISTED
Coterra Energy
CTRA
$17.5M 0.02%
452,524
-75,667
-14% -$2.7M
EPI icon
890
PUT
WisdomTree India Earnings Fund ETF
EPI
$2.02B
$17.5M 0.02%
1,004,600
+994,000
+9,377% +$16.5M
REM icon
891
iShares Mortgage Real Estate ETF
REM
$542M
$17.5M 0.02%
379,901
-191,833
-34% -$9.07M
NVO
892
Novo Nordisk
NVO
$216B
$17.5M 0.02%
946,320
-167,590
-15% -$2.92M
EWD icon
893
iShares MSCI Sweden ETF
EWD
$522M
$17.4M 0.02%
486,887
+100,337
+26% +$3.43M
HTGC icon
894
Hercules Capital
HTGC
$2.94B
$17.4M 0.02%
1,062,552
+101,174
+11% +$1.63M
MGM icon
895
CALL
MGM Resorts International
MGM
$11.7B
$17.4M 0.02%
740,400
+83,900
+13% +$1.71M
CMCSK
896
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$17.4M 0.02%
349,125
-41,384
-11% -$2.06M
NKE icon
897
CALL
Nike
NKE
$61.9B
$17.4M 0.02%
442,600
+3,400
+0.8% +$130K
DRI icon
898
Darden Restaurants
DRI
$22.5B
$17.4M 0.02%
357,173
+43,011
+14% +$1.99M
LOGI icon
899
Logitech
LOGI
$15.2B
$17.4M 0.02%
1,267,809
-79,702
-6% -$866K
SBAC icon
900
SBA Communications
SBAC
$18.4B
$17.3M 0.02%
192,733
-16,289
-8% -$1.4M
34 35
36
37 38

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.