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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECL icon
8901
CALL
Ecolab
ECL
$79.6B
$10K ﹤0.01%
100
-4,200
-98% -$437K
EMBJ
8902
CALL
Embraer S.A. ADS
EMBJ
$12.3B
$10K ﹤0.01%
300
-100
-25% -$3.17K
EVI icon
8903
EVI Industries
EVI
$194M
$10K ﹤0.01%
+3,282
New +$10.3K
FSM icon
8904
CALL
Fortuna Silver Mines
FSM
$2.55B
$10K ﹤0.01%
3,500
-2,100
-38% -$7.09K
GAU
8905
Galiano Gold
GAU
$455M
$10K ﹤0.01%
5,807
+1,902
+49% +$4K
GEF icon
8906
PUT
Greif
GEF
$4.74B
$10K ﹤0.01%
200
– –
HR icon
8907
CALL
Healthcare Realty
HR
$7.58B
$10K ﹤0.01%
500
+250
+100% +$5.3K
INCO icon
8908
Columbia India Consumer ETF
INCO
$233M
$10K ﹤0.01%
463
+340
+276% +$7.44K
KWY
8909
Kingsway Corp
KWY
$265M
$10K ﹤0.01%
+2,664
New +$8.98K
LRN icon
8910
Stride
LRN
$4.08B
$10K ﹤0.01%
473
-1,561
-77% -$32.5K
LXP icon
8911
PUT
LXP Industrial Trust
LXP
$3.53B
$10K ﹤0.01%
+200
New +$10.9K
LZB icon
8912
La-Z-Boy
LZB
$1.65B
$10K ﹤0.01%
325
-8,596
-96% -$222K
MCY icon
8913
CALL
Mercury Insurance
MCY
$6.07B
$10K ﹤0.01%
200
-9,900
-98% -$479K
MDXG icon
8914
CALL
MiMedx Group
MDXG
$649M
$10K ﹤0.01%
+1,100
New +$6.74K
MRSH
8915
PUT
Marsh
MRSH
$91.7B
$10K ﹤0.01%
200
– –
MPB icon
8916
Mid Penn Bancorp
MPB
$972M
$10K ﹤0.01%
718
-893
-55% -$11K
MUX icon
8917
PUT
McEwen Inc
MUX
$1.03B
$10K ﹤0.01%
500
-3,030
-86% -$61.9K
MXL icon
8918
MaxLinear
MXL
$5.35B
$10K ﹤0.01%
+1,005
New +$8.64K
NHC icon
8919
National Healthcare
NHC
$3.61B
$10K ﹤0.01%
183
-10
-5% -$511
NUWE icon
8920
Nuwellis
NUWE
$178K
– –
0
– –
PSTV icon
8921
PUT
Plus Therapeutics
PSTV
$25.9M
– –
0
– –
RMAX icon
8922
CALL
RE/MAX Holdings
RMAX
$206M
$10K ﹤0.01%
+300
New +$8.85K
RNR icon
8923
CALL
RenaissanceRe
RNR
$13.9B
$10K ﹤0.01%
100
– –
SKT icon
8924
CALL
Tanger
SKT
$4.84B
$10K ﹤0.01%
300
-1,000
-77% -$33.3K
SPCB icon
8925
SuperCom
SPCB
$65.9M
$10K ﹤0.01%
+11
New +$9.72K
355 356
357
358 359

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.