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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMRS
8876
DELISTED
Amyris Inc.
AMRS
$9K ﹤0.01%
249
-783
-76% -$31.8K
NYMX
8877
DELISTED
Nymox Pharmaceutical Corp
NYMX
$9K ﹤0.01%
1,382
-3,014
-69% -$19.7K
QDYN
8878
DELISTED
FlexShares Quality Dividend Dynamic Index Fund
QDYN
$9K ﹤0.01%
+308
New +$9.44K
MANT
8879
CALL
DELISTED
Mantech International Corp
MANT
$9K ﹤0.01%
300
+100
+50% +$2.81K
PBIP
8880
DELISTED
Prudential Bancorp, Inc.
PBIP
$9K ﹤0.01%
+835
New +$8.79K
ECOL
8881
CALL
DELISTED
US Ecology, Inc.
ECOL
$9K ﹤0.01%
+300
New +$8.81K
WIFI
8882
DELISTED
Boingo Wireless, Inc.
WIFI
$9K ﹤0.01%
1,177
+1,074
+1,043% +$7.46K
ECT
8883
PUT
DELISTED
ECA Marcellus Trust 1 Interest
ECT
$9K ﹤0.01%
1,000
-7,800
-89% -$76.4K
TTPH
8884
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$9K ﹤0.01%
+39
New +$6.81K
UNT
8885
CALL
DELISTED
UNIT Corporation
UNT
$9K ﹤0.01%
200
-400
-67% -$18.4K
S
8886
CALL
DELISTED
Sprint Corporation
S
$9K ﹤0.01%
+1,500
New +$9.87K
MNI
8887
CALL
DELISTED
The McClatchy Company Class A Common Stock
MNI
$9K ﹤0.01%
290
-390
-57% -$11.6K
GWR
8888
PUT
DELISTED
Genesee & Wyoming Inc.
GWR
$9K ﹤0.01%
100
-500
-83% -$45.1K
PNTR
8889
DELISTED
Pointer Telocation Ltd.
PNTR
$9K ﹤0.01%
1,621
+908
+127% +$4.22K
TRK
8890
DELISTED
Speedway Motorsports, Inc.
TRK
$9K ﹤0.01%
487
-883
-64% -$16.3K
ACET
8891
CALL
DELISTED
Aceto Corp
ACET
$9K ﹤0.01%
+600
New +$9.19K
ITG
8892
PUT
DELISTED
Investment Technology Group Inc
ITG
$9K ﹤0.01%
+600
New +$9.49K
PBSK
8893
DELISTED
Poage Bankshares, Inc.
PBSK
$9K ﹤0.01%
641
-436
-40% -$6.52K
NLST
8894
DELISTED
Netlist, Inc.
NLST
$9K ﹤0.01%
11,495
-3,136
-21% -$2.8K
TAO
8895
PUT
DELISTED
Invesco China Real Estate ETF
TAO
$9K ﹤0.01%
+400
New +$8.46K
DGL
8896
CALL
DELISTED
Invesco DB Gold Fund
DGL
$9K ﹤0.01%
200
-300
-60% -$13.5K
RIC
8897
DELISTED
Richmont Mines Inc.
RIC
$9K ﹤0.01%
6,084
-401
-6% -$617
GTWN
8898
DELISTED
Georgetown Bancorp, Inc.(MA)
GTWN
$9K ﹤0.01%
649
-1,346
-67% -$19.2K
STV
8899
DELISTED
China Digital Tv Hldgs Co Ltd
STV
$9K ﹤0.01%
6,731
+6,392
+1,886% +$8.47K
VLTC
8900
DELISTED
Voltari Corporation
VLTC
$9K ﹤0.01%
1,741
+327
+23% +$1.6K
354 355
356
357 358

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.