We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZC
8776
DELISTED
AUGUSTA RESOURCE CORP
AZC
$12K ﹤0.01%
8,292
+4,108
+98% +$6.81K
KIOR
8777
CALL
DELISTED
KIOR, INC CLASS A COM STK
KIOR
$12K ﹤0.01%
7,000
+6,000
+600% +$13.1K
NED
8778
DELISTED
NOAH EDUCATION HOLDINGS LTD ADR (CYM)
NED
$12K ﹤0.01%
4,450
+1,882
+73% +$4.24K
VSB
8779
DELISTED
VANTAGESOUTH BANCHARES, INC
VSB
$12K ﹤0.01%
2,142
+1,088
+103% +$5.61K
SWSH
8780
DELISTED
SWISHER HYGIENE INC COM STK NEW (DE)
SWSH
$12K ﹤0.01%
2,457
-13,259
-84% -$76.3K
OFF
8781
DELISTED
UBS AG LONDON BRHETRACS FISHER-GARTMAN RISK (UK)
OFF
$12K ﹤0.01%
635
-2,775
-81% -$52.1K
MCP.PRA
8782
DELISTED
MOLYCORP, INC PFD CONV SER A
MCP.PRA
$12K ﹤0.01%
1,016
-423
-29% -$6.79K
DARA
8783
DELISTED
DARA BIOSCIENCES INC COM STK (DE)
DARA
$12K ﹤0.01%
4,359
+1,119
+35% +$2.92K
NPY
8784
DELISTED
NUVEEN (PA)PREM INCM MUNI FD-2
NPY
$12K ﹤0.01%
+974
New +$11.7K
EGLE
8785
DELISTED
Eagle Bulk Shipping Inc.
EGLE
$12K ﹤0.01%
1
-6
-86% -$74.5K
AAWW
8786
PUT
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$12K ﹤0.01%
+300
New +$12.2K
BBL
8787
CALL
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$12K ﹤0.01%
200
-600
-75% -$36.3K
SAGG
8788
DELISTED
Direxion Daily Total Bond Market Bear 1X Shares
SAGG
$12K ﹤0.01%
+341
New +$12.2K
EFII
8789
CALL
DELISTED
Electronics for Imaging
EFII
$12K ﹤0.01%
300
+100
+50% +$3.64K
SZO
8790
DELISTED
DB Crude Oil Short Exchange Traded Notes due June 1, 2038
SZO
$12K ﹤0.01%
300
-310
-51% -$12.3K
RRMS
8791
CALL
DELISTED
ROSE ROCK MIDSTREAM L P COM UNIT REPSTG LTD (DE)
RRMS
$12K ﹤0.01%
300
– –
OPLK
8792
DELISTED
OPLINK COMMUNICATIONS INC
OPLK
$12K ﹤0.01%
639
-2,284
-78% -$40K
CNOB
8793
DELISTED
CONNECTONE BANCORP INC
CNOB
$12K ﹤0.01%
300
-494
-62% -$18.5K
ABG icon
8794
CALL
Asbury Automotive
ABG
$4.65B
$11K ﹤0.01%
+200
New +$10.3K
ALGT icon
8795
PUT
Allegiant Air
ALGT
$2.61B
$11K ﹤0.01%
+100
New +$10.6K
AORT icon
8796
CALL
Artivion
AORT
$1.33B
$11K ﹤0.01%
+1,000
New +$9.41K
ARL icon
8797
American Realty Investors
ARL
$241M
$11K ﹤0.01%
2,056
-1,883
-48% -$9.91K
BKD icon
8798
CALL
Brookdale Senior Living
BKD
$3.61B
$11K ﹤0.01%
400
-800
-67% -$22.2K
BUD icon
8799
CALL
AB InBev
BUD
$162B
$11K ﹤0.01%
100
-1,000
-91% -$102K
CBAN icon
8800
Colony Bankcorp
CBAN
$469M
$11K ﹤0.01%
1,760
+1,232
+233% +$7.6K
350 351
352
353 354

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.