We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMBO
8726
DELISTED
AMBOW Educational Holdings
AMBO
$11K ﹤0.01%
8,074
– –
ARW icon
8727
PUT
Arrow Electronics
ARW
$10.9B
$10K ﹤0.01%
200
– –
BDX icon
8728
CALL
Becton Dickinson
BDX
$45.6B
$10K ﹤0.01%
103
-17,322
-99% -$1.7M
CBRL icon
8729
PUT
Cracker Barrel
CBRL
$1.28B
$10K ﹤0.01%
100
-900
-90% -$90.2K
CKX icon
8730
CKX Lands
CKX
$22.2M
$10K ﹤0.01%
705
+74
+12% +$1.07K
CRWS icon
8731
Crown Crafts
CRWS
$31.7M
$10K ﹤0.01%
+1,368
New +$9.38K
CSV icon
8732
CALL
Carriage Services
CSV
$637M
$10K ﹤0.01%
500
-100
-17% -$1.84K
CSV icon
8733
PUT
Carriage Services
CSV
$637M
$10K ﹤0.01%
500
-500
-50% -$9.21K
CTAS icon
8734
CALL
Cintas
CTAS
$82.8B
$10K ﹤0.01%
800
-1,600
-67% -$19.4K
CVV icon
8735
CVD Equipment Corp
CVV
$45.2M
$10K ﹤0.01%
+988
New +$10.8K
BGMS
8736
CALL
Bio Green Med Solution Inc
BGMS
$5.04M
– –
0
– –
CYTK icon
8737
CALL
Cytokinetics
CYTK
$10.9B
$10K ﹤0.01%
+1,300
New +$13.9K
EFU icon
8738
ProShares Trust UltraShort MSCI EAFE
EFU
$1.18M
$10K ﹤0.01%
102
-841
-89% -$87.8K
ESE icon
8739
CALL
ESCO Technologies
ESE
$8.07B
$10K ﹤0.01%
300
– –
ESSA
8740
DELISTED
ESSA Bancorp
ESSA
$10K ﹤0.01%
942
-331
-26% -$3.63K
FLTR icon
8741
VanEck IG Floating Rate ETF
FLTR
$2.94B
$10K ﹤0.01%
+400
New +$9.97K
FMNB icon
8742
Farmers National Banc Corp
FMNB
$941M
$10K ﹤0.01%
1,568
-14,030
-90% -$87.9K
FMX icon
8743
CALL
Fomento Económico Mexicano
FMX
$43.2B
$10K ﹤0.01%
100
-45,900
-100% -$4.61M
GEF icon
8744
PUT
Greif
GEF
$4.96B
$10K ﹤0.01%
+200
New +$10.8K
GLP icon
8745
PUT
Global Partners
GLP
$1.66B
$10K ﹤0.01%
+300
New +$10.8K
GNSS icon
8746
Genasys
GNSS
$80.2M
$10K ﹤0.01%
6,612
+2,222
+51% +$3.05K
GPN icon
8747
CALL
Global Payments
GPN
$23.8B
$10K ﹤0.01%
+400
New +$9.68K
GSIT icon
8748
GSI Technology
GSIT
$224M
$10K ﹤0.01%
+1,473
New +$9.89K
HOFT icon
8749
Hooker Furnishings Corp
HOFT
$150M
$10K ﹤0.01%
+672
New +$10.6K
HOMB icon
8750
Home BancShares
HOMB
$6.25B
$10K ﹤0.01%
680
-3,438
-83% -$47.3K
348 349
350
351 352

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.