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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CELG
851
PUT
DELISTED
Celgene Corp
CELG
$18.5M 0.02%
218,800
+137,200
+168% +$10.9M
DOC icon
852
Healthpeak Properties
DOC
$15.4B
$18.5M 0.02%
558,813
+9,675
+2% +$345K
BIT icon
853
BlackRock Multi-Sector Income Trust
BIT
$696M
$18.4M 0.02%
1,075,615
+386,370
+56% +$6.48M
IEV icon
854
iShares Europe ETF
IEV
$1.63B
$18.3M 0.02%
385,927
+70,327
+22% +$3.2M
VXUS icon
855
Vanguard Total International Stock ETF
VXUS
$153B
$18.3M 0.02%
349,257
+57,080
+20% +$2.93M
NIO
856
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$18.3M 0.02%
1,383,566
-162,007
-10% -$2.08M
FDX icon
857
PUT
FedEx
FDX
$74.5B
$18.3M 0.02%
127,200
-53,800
-30% -$7.12M
VTIP icon
858
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$18.3M 0.02%
370,715
+196,475
+113% +$9.72M
ULQ
859
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$18.3M 0.02%
364,308
+74,944
+26% +$3.76M
VDC icon
860
Vanguard Consumer Staples ETF
VDC
$7.86B
$18.2M 0.02%
165,444
-43,734
-21% -$4.78M
UAL icon
861
PUT
United Airlines
UAL
$38.4B
$18.1M 0.02%
479,500
-8,900
-2% -$312K
MPC icon
862
Marathon Petroleum
MPC
$90.3B
$18.1M 0.02%
394,950
+113,076
+40% +$4.35M
FGD icon
863
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$18M 0.02%
666,159
+72,651
+12% +$1.93M
BSCF
864
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$18M 0.02%
824,688
+67,694
+9% +$1.48M
ANDV
865
PUT
DELISTED
Andeavor
ANDV
$18M 0.02%
308,400
+78,200
+34% +$4.07M
FXR icon
866
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$18M 0.02%
635,095
+350,630
+123% +$9.36M
FXZ icon
867
First Trust Materials AlphaDEX Fund
FXZ
$378M
$18M 0.02%
556,229
+302,370
+119% +$9.27M
FISV
868
Fiserv Inc
FISV
$27.2B
$18M 0.02%
610,208
+62,652
+11% +$1.69M
UPS icon
869
PUT
United Parcel Service
UPS
$97.6B
$18M 0.02%
171,200
-123,600
-42% -$12.2M
T icon
870
PUT
AT&T
T
$165B
$18M 0.02%
677,358
+130,016
+24% +$3.42M
SUB icon
871
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$18M 0.02%
169,311
+21,029
+14% +$2.23M
AGO icon
872
PUT
Assured Guaranty
AGO
$3.78B
$18M 0.02%
762,200
+750,400
+6,359% +$16.3M
CHKP icon
873
Check Point Software Technologies
CHKP
$13.3B
$17.9M 0.02%
278,002
+53,867
+24% +$3.24M
WFM
874
PUT
DELISTED
Whole Foods Market Inc
WFM
$17.9M 0.02%
309,500
+274,200
+777% +$16.3M
VTR icon
875
Ventas
VTR
$48.9B
$17.9M 0.02%
273,029
+27,030
+11% +$1.88M
33 34
35
36 37

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.