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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELLO icon
8651
Ellomay Capital Ltd
ELLO
$273M
$11K ﹤0.01%
1,257
-2,271
-64% -$19K
EMB icon
8652
CALL
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$11K ﹤0.01%
+100
New +$10.8K
ENOV icon
8653
CALL
Enovis
ENOV
$1.65B
$11K ﹤0.01%
+116
New +$10.7K
EVTC icon
8654
PUT
Evertec
EVTC
$1.96B
$11K ﹤0.01%
500
+400
+400% +$9.52K
FHN icon
8655
CALL
First Horizon
FHN
$12.2B
$11K ﹤0.01%
+1,000
New +$11.8K
GLNG icon
8656
PUT
Golar LNG
GLNG
$4.96B
$11K ﹤0.01%
300
-700
-70% -$25.6K
HFWA icon
8657
Heritage Financial
HFWA
$1.22B
$11K ﹤0.01%
713
-929
-57% -$14.6K
HTGC icon
8658
PUT
Hercules Capital
HTGC
$3.08B
$11K ﹤0.01%
700
-100
-13% -$1.45K
PPLI
8659
PUT
People Inc
PPLI
$3.06B
$11K ﹤0.01%
1,119
-7,274
-87% -$66.5K
IMMR icon
8660
CALL
Immersion
IMMR
$249M
$11K ﹤0.01%
800
+300
+60% +$4.12K
INFU icon
8661
InfuSystem Holdings
INFU
$184M
$11K ﹤0.01%
+8,457
New +$12.4K
MEI icon
8662
PUT
Methode Electronics
MEI
$503M
$11K ﹤0.01%
+400
New +$8.45K
MODV
8663
CALL
DELISTED
ModivCare
MODV
$11K ﹤0.01%
+400
New +$11.3K
NATR icon
8664
Nature's Sunshine
NATR
$354M
$11K ﹤0.01%
598
– –
OSBC icon
8665
Old Second Bancorp
OSBC
$1.29B
$11K ﹤0.01%
+2,001
New +$11.9K
POOL icon
8666
CALL
Pool Corp
POOL
$6.85B
$11K ﹤0.01%
200
-400
-67% -$21.6K
REPX icon
8667
Riley Exploration Permian
REPX
$737M
$11K ﹤0.01%
227
+41
+22% +$2.32K
ROK icon
8668
PUT
Rockwell Automation
ROK
$52.8B
$11K ﹤0.01%
+100
New +$9.77K
SKY icon
8669
Champion Homes
SKY
$4.35B
$11K ﹤0.01%
2,150
– –
SLVP icon
8670
iShares MSCI Global Silver and Metals Miners ETF
SLVP
$775M
$11K ﹤0.01%
891
-18,082
-95% -$235K
SOXL icon
8671
CALL
Direxion Daily Semiconductor Bull 3X ETF
SOXL
$17.9B
$11K ﹤0.01%
+15,000
New +$9.94K
SSNC icon
8672
PUT
SS&C Technologies
SSNC
$18.6B
$11K ﹤0.01%
+600
New +$10.9K
TAOP icon
8673
Taoping
TAOP
$5.68M
$11K ﹤0.01%
+1
New +$6.43K
TSEM icon
8674
Tower Semiconductor
TSEM
$25.1B
$11K ﹤0.01%
2,190
-13,867
-86% -$65.9K
UFPT icon
8675
UFP Technologies
UFPT
$1.95B
$11K ﹤0.01%
500
– –
345 346
347
348 349

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.