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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KORZ
8626
DELISTED
DIREXION DAILY SOUTH KOREA BEAR 3X SHARES
KORZ
$12K ﹤0.01%
408
-259
-39% -$10K
IDIX
8627
CALL
DELISTED
IDENIX PHARMACEUTICALS INC
IDIX
$12K ﹤0.01%
2,400
-100
-4% -$438
CADX
8628
CALL
DELISTED
CADENCE PHARMACEUTICALS, INC COM STK
CADX
$12K ﹤0.01%
1,900
+900
+90% +$5.72K
SCR
8629
DELISTED
SIMCERE PHARMACEUTICAL GROUP, ADS
SCR
$12K ﹤0.01%
1,249
-1,055
-46% -$9.99K
MSPD
8630
DELISTED
MINDSPEED TECHNOLOGIES INC COM STK
MSPD
$12K ﹤0.01%
3,982
+1,894
+91% +$5.91K
LGEM
8631
DELISTED
EGSHARES BASIC MATERIALS GEMS ETF
LGEM
$12K ﹤0.01%
1,155
+55
+5% +$542
JACQU
8632
DELISTED
COLLABRIUM JAPAN ACQUISITIONCO UNIT 1 SHS & 1 WT EXP
JACQU
$12K ﹤0.01%
1,200
– –
COV
8633
PUT
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$12K ﹤0.01%
200
-5,327
-96% -$325K
NETE
8634
DELISTED
NETEGRITY INC
NETE
$12K ﹤0.01%
2,519
+2,419
+2,419% +$11.5K
QADA
8635
DELISTED
QAD Inc.
QADA
$12K ﹤0.01%
869
-1,969
-69% -$25.2K
EVJ
8636
DELISTED
Eaton Vance New Jersey Municipal Income Trust
EVJ
$12K ﹤0.01%
1,036
+3
+0.3% +$36
ADZ
8637
DELISTED
DB Agriculture Short ETN due April 1, 2038
ADZ
$12K ﹤0.01%
564
+397
+238% +$8.45K
MSFG
8638
DELISTED
MainSource Financial Group Inc
MSFG
$12K ﹤0.01%
+786
New +$11.4K
OKSB
8639
DELISTED
Southwest Bancorp Inc/OK
OKSB
$12K ﹤0.01%
823
-894
-52% -$13.4K
CIFC
8640
DELISTED
CIFC LLC Common Shares
CIFC
$12K ﹤0.01%
1,539
-759
-33% -$5.73K
DLIA
8641
DELISTED
DELIA*S INC
DLIA
$12K ﹤0.01%
10,000
– –
SXE
8642
DELISTED
Southcross Energy Partners, L.P.
SXE
$12K ﹤0.01%
732
-4,768
-87% -$97.6K
PACD
8643
DELISTED
Pacific Drilling S A
PACD
$12K ﹤0.01%
110
-409
-79% -$40.7K
INFL
8644
DELISTED
DEUTSCHE BK AG LONDON BRH POWERSHARES DB US INFLATION
INFL
$12K ﹤0.01%
+257
New +$12K
APO icon
8645
CALL
Apollo Global Management
APO
$69.9B
$11K ﹤0.01%
400
-9,400
-96% -$252K
APYX icon
8646
Apyx Medical
APYX
$172M
$11K ﹤0.01%
4,121
+1,121
+37% +$3.43K
AZTA icon
8647
PUT
Azenta
AZTA
$1.3B
$11K ﹤0.01%
1,200
– –
BZQ icon
8648
ProShares UltraShort MSCI Brazil Capped
BZQ
$2.33M
$11K ﹤0.01%
4
-19
-83% -$68K
CCO icon
8649
Clear Channel Outdoor Holdings
CCO
$1.22B
$11K ﹤0.01%
1,345
+975
+264% +$7.48K
CUK
8650
DELISTED
Carnival PLC
CUK
$11K ﹤0.01%
338
+327
+2,973% +$12.3K
344 345
346
347 348

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.