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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHLN
8601
DELISTED
CHINA HSG & LD DEV IN COM NEW
CHLN
$14K ﹤0.01%
1,228
+777
+172% +$9.98K
LPHI
8602
DELISTED
LIFE PARTNERS HLDGS INC
LPHI
$14K ﹤0.01%
7,785
-2,903
-27% -$5.59K
GTIV
8603
DELISTED
GENTIVA HEALTH SERVICES INC
GTIV
$14K ﹤0.01%
1,129
+962
+576% +$11.6K
NLP
8604
DELISTED
NTS REALTY HOLDINGS LTD PARTNERSHIP UTS
NLP
$14K ﹤0.01%
+1,850
New +$9.57K
ACO
8605
CALL
DELISTED
AMCOL International Corp
ACO
$14K ﹤0.01%
+400
New +$12.8K
AXUT
8606
DELISTED
ISHARES TR MSCI ACWI EX US UTILITIES ETF
AXUT
$14K ﹤0.01%
322
-40
-11% -$1.77K
MCBI
8607
DELISTED
METROCORP BANCSHARES INC
MCBI
$14K ﹤0.01%
902
-1,222
-58% -$17.5K
USATZ
8608
DELISTED
USA TECHNOLOGIES INC WTS EXP 12/31/2013 (USA)
USATZ
$14K ﹤0.01%
18,895
+12,220
+183% +$9.05K
DLLR
8609
CALL
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
$14K ﹤0.01%
1,200
-8,300
-87% -$94.4K
FAUS
8610
DELISTED
First Trust Australia AlphaDEX Fund
FAUS
$14K ﹤0.01%
+479
New +$14.8K
SHPG
8611
CALL
DELISTED
Shire pic
SHPG
$14K ﹤0.01%
100
-4,000
-98% -$526K
SGY
8612
CALL
DELISTED
Stone Energy
SGY
$14K ﹤0.01%
+7
New +$13.4K
WWAV
8613
CALL
DELISTED
The WhiteWave Foods Company
WWAV
$14K ﹤0.01%
600
-2,100
-78% -$43.7K
NTT
8614
PUT
DELISTED
Nippon Telegraph & Telephone
NTT
$14K ﹤0.01%
500
– –
BSQR
8615
DELISTED
BSQUARE Corporation
BSQR
$14K ﹤0.01%
4,000
-4,361
-52% -$13.8K
DOC
8616
DELISTED
PHYSICIANS REALTY TRUST
DOC
$14K ﹤0.01%
1,100
-1,908
-63% -$23.6K
AGEN
8617
Agenus
AGEN
$285M
$13K ﹤0.01%
256
+24
+10% +$1.24K
AGIO icon
8618
Agios Pharmaceuticals
AGIO
$2.1B
$13K ﹤0.01%
537
+387
+258% +$8.82K
ALB icon
8619
CALL
Albemarle
ALB
$13.5B
$13K ﹤0.01%
200
-300
-60% -$19.9K
AMED
8620
CALL
DELISTED
Amedisys
AMED
$13K ﹤0.01%
900
-100
-10% -$1.61K
AMN icon
8621
CALL
AMN Healthcare
AMN
$1.37B
$13K ﹤0.01%
900
+700
+350% +$9.47K
ARAY icon
8622
CALL
Accuray
ARAY
$28.8M
$13K ﹤0.01%
1,500
-6,900
-82% -$53.5K
AUBN icon
8623
Auburn National Bancorp
AUBN
$91.7M
$13K ﹤0.01%
500
– –
BZQ icon
8624
ProShares UltraShort MSCI Brazil Capped
BZQ
$2.47M
$13K ﹤0.01%
4
– –
CAAS icon
8625
PUT
China Automotive Systems
CAAS
$130M
$13K ﹤0.01%
1,600
+1,100
+220% +$8.31K
343 344
345
346 347

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.