We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOCH
8601
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$12K ﹤0.01%
+2,171
New +$11.3K
BWL.A
8602
DELISTED
Bowl America Incorporated
BWL.A
$12K ﹤0.01%
819
-1,170
-59% -$16.2K
ALSK
8603
DELISTED
Alaska Communications Systems
ALSK
$12K ﹤0.01%
4,774
+574
+14% +$1.56K
CCMP
8604
CALL
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$12K ﹤0.01%
300
-400
-57% -$14.8K
CLUB
8605
DELISTED
Town Sports International Holdings, Inc.
CLUB
$12K ﹤0.01%
898
-505
-36% -$6.06K
ALO
8606
DELISTED
Alio Gold Inc
ALO
$12K ﹤0.01%
706
+48
+7% +$976
TRCB
8607
DELISTED
Two River Bancorp
TRCB
$12K ﹤0.01%
+1,806
New +$12.4K
HBK
8608
DELISTED
Hamilton Bancorp, Inc. Common Stock
HBK
$12K ﹤0.01%
804
+220
+38% +$3.13K
ANCX
8609
DELISTED
Access National Corp
ANCX
$12K ﹤0.01%
845
-2,821
-77% -$41.2K
SONC
8610
CALL
DELISTED
Sonic Corp
SONC
$12K ﹤0.01%
700
+500
+250% +$8.18K
REIS
8611
DELISTED
Reis, Inc.
REIS
$12K ﹤0.01%
+770
New +$13.5K
FINL
8612
CALL
DELISTED
Finish Line
FINL
$12K ﹤0.01%
500
+300
+150% +$6.64K
EXA
8613
DELISTED
EXA Corporation
EXA
$12K ﹤0.01%
771
+169
+28% +$2.1K
RATE
8614
CALL
DELISTED
Bankrate Inc
RATE
$12K ﹤0.01%
600
+500
+500% +$8.58K
FALC
8615
DELISTED
FalconStor Software Inc
FALC
$12K ﹤0.01%
8,827
+7,263
+464% +$7.83K
CHMT
8616
CALL
DELISTED
Chemtura Corporation
CHMT
$12K ﹤0.01%
+500
New +$11.3K
IDXJ
8617
DELISTED
VANECK VECTORS ETF TR INDONESIA SMALL-CAP ETF
IDXJ
$12K ﹤0.01%
999
+419
+72% +$6.09K
YCB
8618
DELISTED
YOUR CMNTY BANKSHARES INC COM
YCB
$12K ﹤0.01%
648
-382
-37% -$6.96K
TUMI
8619
CALL
DELISTED
TUMI HLDGS INC COM
TUMI
$12K ﹤0.01%
600
+100
+20% +$2.26K
RNO
8620
PUT
DELISTED
RHINO RESOURCE PARTNERS LP COM UNIT REPSTG LTD (DE)
RNO
$12K ﹤0.01%
1,000
+800
+400% +$10.3K
CDE.WS
8621
DELISTED
COEUR MINING, INC CORP IDAHO WT EXP 04/16/2017 DELWARE
CDE.WS
$12K ﹤0.01%
5,751
-111
-2% -$218
TRNX
8622
DELISTED
TORNIER N V SHARES (NLD)
TRNX
$12K ﹤0.01%
620
+520
+520% +$9.67K
PPO
8623
CALL
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
$12K ﹤0.01%
300
– –
THI
8624
CALL
DELISTED
TIM HORTONS INC COM, CANADA
THI
$12K ﹤0.01%
+200
New +$11.4K
BOLT
8625
DELISTED
BOLT TECHNOLOGY CORPORATION
BOLT
$12K ﹤0.01%
681
-730
-52% -$13.2K
343 344
345
346 347

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.