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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRSS
8576
DELISTED
Global Brass & Copper Hldgs, Inc
BRSS
$14K ﹤0.01%
+843
New +$14.8K
MXWL
8577
DELISTED
Maxwell Technologies Inc
MXWL
$14K ﹤0.01%
1,689
-1,055
-38% -$8.22K
SBNYW
8578
DELISTED
Signature Bank Warrant
SBNYW
$14K ﹤0.01%
250
– –
EDGW
8579
DELISTED
Edgewater Technology Inc
EDGW
$14K ﹤0.01%
+2,060
New +$13.9K
PF
8580
CALL
DELISTED
Pinnacle Foods, Inc.
PF
$14K ﹤0.01%
500
– –
PF
8581
PUT
DELISTED
Pinnacle Foods, Inc.
PF
$14K ﹤0.01%
500
-2,800
-85% -$76K
WAC
8582
PUT
DELISTED
Walter Investment Mgt Corp
WAC
$14K ﹤0.01%
400
– –
IXYS
8583
DELISTED
IXYS Corp
IXYS
$14K ﹤0.01%
+1,048
New +$12.2K
SBY
8584
CALL
DELISTED
Silver Bay Realty Trust Corp.
SBY
$14K ﹤0.01%
900
+100
+13% +$1.58K
CHMT
8585
CALL
DELISTED
Chemtura Corporation
CHMT
$14K ﹤0.01%
500
– –
SCNB
8586
DELISTED
Suffolk Bancorp
SCNB
$14K ﹤0.01%
687
+256
+59% +$4.97K
LIOX
8587
DELISTED
Lionbridge Technologies
LIOX
$14K ﹤0.01%
2,306
-691
-23% -$3.47K
NILE
8588
PUT
DELISTED
Blue Nile, Inc.
NILE
$14K ﹤0.01%
300
-700
-70% -$30.3K
TMH
8589
CALL
DELISTED
Team Health Holdings Inc
TMH
$14K ﹤0.01%
+300
New +$13.3K
AEGR
8590
PUT
DELISTED
Aegerion Pharmaceuticals
AEGR
$14K ﹤0.01%
200
-100
-33% -$7.65K
MOBI
8591
DELISTED
Sky-mobi Limited ADS
MOBI
$14K ﹤0.01%
3,804
+166
+5% +$650
DWA
8592
PUT
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$14K ﹤0.01%
400
– –
EMMS
8593
DELISTED
Emmis Communications Corp
EMMS
$14K ﹤0.01%
1,360
-1,023
-43% -$9.46K
PFEM
8594
DELISTED
POWERSHARES FUNDAMENTAL EMERGING MKTS LOCAL DEBT PORT
PFEM
$14K ﹤0.01%
650
+614
+1,706% +$13.5K
RBY
8595
CALL
DELISTED
RUBICON MENERALS CORP (F)
RBY
$14K ﹤0.01%
16,000
+13,000
+433% +$14.3K
FORX
8596
DELISTED
PIMCO ETF TR FOREIGN CURRENCY STRATEGY ACTIVE ETF
FORX
$14K ﹤0.01%
302
-36
-11% -$1.72K
NLSN
8597
PUT
DELISTED
Nielsen Holdings plc
NLSN
$14K ﹤0.01%
+300
New +$12.3K
CMGE
8598
DELISTED
CHINA MOBILE GAMES & ENTMT GRP LTD SPON ADR (CYM)
CMGE
$14K ﹤0.01%
+536
New +$9.35K
PWRD
8599
PUT
DELISTED
PERFECT WORLD CO LTD SPONSORED ADR REPSTG CL B (CAYMAN ISL)
PWRD
$14K ﹤0.01%
800
+700
+700% +$12.9K
RALY
8600
DELISTED
RALLY SOFTWARE DEV CORP
RALY
$14K ﹤0.01%
729
+671
+1,157% +$16.4K
342 343
344
345 346

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.