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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDBD
8551
CALL
DELISTED
BOULDER BRANDS INC
BDBD
$13K ﹤0.01%
800
-3,400
-81% -$51.6K
ENVI
8552
CALL
DELISTED
ENVIVIO INC COM STK (DE)
ENVI
$13K ﹤0.01%
+4,000
New +$10.7K
MM
8553
PUT
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
$13K ﹤0.01%
1,800
-9,000
-83% -$72.8K
TAM
8554
DELISTED
TAMINCO CORP COM
TAM
$13K ﹤0.01%
650
+500
+333% +$10.3K
SMF
8555
DELISTED
SALIENT MLP & ENERGY INFRASTRUCTURE FD
SMF
$13K ﹤0.01%
489
-1,620
-77% -$45.4K
ENVE
8556
DELISTED
ENVENTIS CORP COM STK
ENVE
$13K ﹤0.01%
1,163
-1,045
-47% -$11.4K
ZLCS
8557
DELISTED
ZALICUS INC COM NEW
ZLCS
$13K ﹤0.01%
1,701
-3,530
-67% -$13.9K
AXTE
8558
DELISTED
ISHARES TR MSCI ACWI EX US TELECOM SVCS ETF
AXTE
$13K ﹤0.01%
219
+34
+18% +$1.91K
BGSC
8559
DELISTED
BGS ACQUISITION CORP ORD SHS (VGB)
BGSC
$13K ﹤0.01%
+1,300
New +$13.1K
CGR
8560
DELISTED
CLAUDE RESOURCES INC (CDA)
CGR
$13K ﹤0.01%
+54,094
New +$13.4K
CYTR
8561
DELISTED
CytRx Corp
CYTR
$13K ﹤0.01%
692
+673
+3,542% +$9.92K
CYTR
8562
PUT
DELISTED
CytRx Corp
CYTR
$13K ﹤0.01%
+667
New +$9.83K
NTT
8563
PUT
DELISTED
Nippon Telegraph & Telephone
NTT
$13K ﹤0.01%
+500
New +$13.1K
ANLY
8564
DELISTED
ANALYSTS INTL CORP COM STK (MN)
ANLY
$13K ﹤0.01%
2,073
+1,868
+911% +$9.1K
AOSL icon
8565
Alpha and Omega Semiconductor
AOSL
$966M
$12K ﹤0.01%
1,461
-104
-7% -$815
ASMB icon
8566
CALL
Assembly Biosciences
ASMB
$499M
$12K ﹤0.01%
67
+55
+458% +$8.43K
ATR icon
8567
CALL
AptarGroup
ATR
$8.51B
$12K ﹤0.01%
200
– –
AUBN icon
8568
Auburn National Bancorp
AUBN
$91.3M
$12K ﹤0.01%
500
– –
AXR icon
8569
AMREP Corp
AXR
$123M
$12K ﹤0.01%
+1,329
New +$13.2K
BBSI icon
8570
Barrett Business Services
BBSI
$961M
$12K ﹤0.01%
+720
New +$11.8K
CBAT icon
8571
CBAK Energy Technology Ltd
CBAT
$44.6M
$12K ﹤0.01%
5,037
+3,589
+248% +$6.08K
CHD icon
8572
PUT
Church & Dwight Co
CHD
$23.5B
$12K ﹤0.01%
+400
New +$12.3K
CVGI icon
8573
Commercial Vehicle Group
CVGI
$156M
$12K ﹤0.01%
1,555
+275
+21% +$2.08K
CXT icon
8574
PUT
Crane NXT
CXT
$3.01B
$12K ﹤0.01%
+576
New +$12.2K
DRN icon
8575
PUT
Direxion Daily Real Estate Bull 3X ETF
DRN
$45.9M
$12K ﹤0.01%
1,200
-2,400
-67% -$25.6K
341 342
343
344 345

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.