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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUMN
8526
CALL
DELISTED
Golden Minerals Company
AUMN
$13K ﹤0.01%
564
+192
+52% +$6.1K
SCPX
8527
DELISTED
Scorpius Holdings, Inc.
SCPX
– –
0
– –
AEL
8528
CALL
DELISTED
American Equity Investment Life Holding Company
AEL
$13K ﹤0.01%
600
+500
+500% +$9.55K
GRU
8529
DELISTED
ELEMENTS Linked to the ICE BofAML Commodity Index eXtra Grains Total Return
GRU
$13K ﹤0.01%
2,167
-230
-10% -$1.46K
LUB
8530
DELISTED
Luby's Inc.
LUB
$13K ﹤0.01%
+1,796
New +$14.5K
XONE
8531
CALL
DELISTED
The ExOne Company
XONE
$13K ﹤0.01%
+300
New +$18.8K
EFF
8532
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$13K ﹤0.01%
+735
New +$14.3K
PTVCA
8533
DELISTED
Protective Insurance Corporation Class A Common Stock
PTVCA
$13K ﹤0.01%
551
-224
-29% -$5.46K
IPHI
8534
CALL
DELISTED
INPHI CORPORATION
IPHI
$13K ﹤0.01%
1,000
-2,500
-71% -$30.4K
ANH
8535
PUT
DELISTED
Anworth Mortgage Asset Corporation
ANH
$13K ﹤0.01%
2,600
+800
+44% +$3.83K
MOM
8536
DELISTED
AGFiQ U.S. Market Neutral Momentum Fund
MOM
$13K ﹤0.01%
519
-115
-18% -$2.73K
MFSF
8537
DELISTED
MutualFirst Financial Inc
MFSF
$13K ﹤0.01%
851
+565
+198% +$8.48K
TOO
8538
CALL
DELISTED
Teekay Offshore Partners L.P.
TOO
$13K ﹤0.01%
+400
New +$13.1K
FGP
8539
CALL
DELISTED
Ferrellgas Partners, L.P.
FGP
$13K ﹤0.01%
600
+100
+20% +$2.24K
VSI
8540
CALL
DELISTED
Vitamin Shoppe Inc.
VSI
$13K ﹤0.01%
300
-200
-40% -$8.86K
WELL.PRI
8541
DELISTED
Welltower Inc.
WELL.PRI
$13K ﹤0.01%
+222
New +$13.2K
RSYS
8542
DELISTED
Radisys Corp
RSYS
$13K ﹤0.01%
4,010
+772
+24% +$3.09K
PF
8543
CALL
DELISTED
Pinnacle Foods, Inc.
PF
$13K ﹤0.01%
500
-2,000
-80% -$52.3K
PFBX
8544
DELISTED
Peoples Financial Corp/MS
PFBX
$13K ﹤0.01%
1,114
+740
+198% +$8.87K
BAA
8545
DELISTED
Banro Corporation Common Stock
BAA
$13K ﹤0.01%
2,048
+1,627
+386% +$13.1K
SBY
8546
CALL
DELISTED
Silver Bay Realty Trust Corp.
SBY
$13K ﹤0.01%
800
+500
+167% +$8.05K
MOBI
8547
DELISTED
Sky-mobi Limited ADS
MOBI
$13K ﹤0.01%
+3,638
New +$13.6K
FMD
8548
DELISTED
FIRST MARBLEHEAD CORP COM STK NEW (DE)
FMD
$13K ﹤0.01%
1,630
+930
+133% +$11.5K
NSPH
8549
CALL
DELISTED
NANOSPHERE INC. COM NEW
NSPH
$13K ﹤0.01%
+320
New +$16K
FWM
8550
CALL
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
$13K ﹤0.01%
500
+200
+67% +$5K
340 341
342
343 344

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.