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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOCK
8501
PUT
DELISTED
LifeLock, Inc.
LOCK
$14K ﹤0.01%
800
-9,200
-92% -$180K
MFRM
8502
PUT
DELISTED
MATTRESS FIRM HLDG CORP COM STK (DE)
MFRM
$14K ﹤0.01%
300
– –
SQNM
8503
CALL
DELISTED
SEQUENOM INC NEW
SQNM
$14K ﹤0.01%
5,900
-9,200
-61% -$21.9K
METR
8504
DELISTED
METRO BANCORP, INC COMMON STOCK
METR
$14K ﹤0.01%
661
+260
+65% +$5.24K
VIMC
8505
DELISTED
VIMICRO INTERNATIONAL CORP ADR (KY)
VIMC
$14K ﹤0.01%
+2,717
New +$8.57K
PLNR
8506
DELISTED
PLANAR SYSTEMS INC
PLNR
$14K ﹤0.01%
7,074
+5,039
+248% +$11.8K
CYNI
8507
DELISTED
CYAN INC COM
CYNI
$14K ﹤0.01%
3,300
-1,056
-24% -$4.01K
UPI
8508
DELISTED
UROPLASTY INC-NEW
UPI
$14K ﹤0.01%
3,899
+3,340
+597% +$13.1K
BSDM
8509
DELISTED
BSD MEDICAL CORP (DEL)
BSDM
$14K ﹤0.01%
10,636
-6,861
-39% -$8.52K
COCO
8510
CALL
DELISTED
CORINTHIAN COLLEGES INC
COCO
$14K ﹤0.01%
10,000
+8,700
+669% +$13.1K
ATHL
8511
CALL
DELISTED
ATHLON ENERGY INC COM
ATHL
$14K ﹤0.01%
+400
New +$13.1K
ORBT
8512
DELISTED
ORBIT INTERNATIONAL CORP
ORBT
$14K ﹤0.01%
+4,630
New +$15.5K
EMFN
8513
DELISTED
ISHARS MSCI EMERGING MKTS FINANCIALS ETF
EMFN
$14K ﹤0.01%
583
+100
+21% +$2.3K
OBAF
8514
DELISTED
OBA FINL SVCS INC COM STK (MD)
OBAF
$14K ﹤0.01%
+787
New +$14.5K
GSAX
8515
DELISTED
ALPS ETF TR GS Momentum Builder Asia Ex-Japan Eq & US tres
GSAX
$14K ﹤0.01%
675
– –
PDH
8516
PUT
DELISTED
PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT
PDH
$14K ﹤0.01%
1,100
-4,100
-79% -$50.1K
DTSI
8517
DELISTED
DTS, Inc.
DTSI
$14K ﹤0.01%
685
-565
-45% -$11.9K
UBA
8518
PUT
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$14K ﹤0.01%
700
– –
GIVE
8519
DELISTED
AdvisorShares Global Echo ETF
GIVE
$14K ﹤0.01%
+225
New +$13.7K
MEMP
8520
PUT
DELISTED
Memorial Production Partners LP Common Units
MEMP
$14K ﹤0.01%
600
-9,100
-94% -$201K
HEOP
8521
DELISTED
Heritage Oaks Bancorp
HEOP
$14K ﹤0.01%
+1,722
New +$13.6K
NIHD
8522
CALL
DELISTED
NII HOLDINGS INC CL B
NIHD
$14K ﹤0.01%
11,500
-1,700
-13% -$3.76K
AMCC
8523
PUT
DELISTED
Applied Micro Circuits Corporation New
AMCC
$14K ﹤0.01%
1,400
-3,600
-72% -$38.8K
SGOC
8524
DELISTED
SGOCO TECHNOLOGY LTD ORD SHS (CYM)
SGOC
$14K ﹤0.01%
4,046
+3,678
+999% +$12.7K
ACM icon
8525
CALL
Aecom
ACM
$9.46B
$13K ﹤0.01%
400
-1,100
-73% -$33.5K
339 340
341
342 343

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.