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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSBI
8501
DELISTED
LSB FINL CORP
LSBI
$15K ﹤0.01%
525
– –
ISS
8502
DELISTED
ISOFTSTONE HLDGS LTD ADS EACH REPSTG 10 ORD SHS (CYM)
ISS
$15K ﹤0.01%
2,936
-23,262
-89% -$117K
GSAX
8503
DELISTED
ALPS ETF TR GS Momentum Builder Asia Ex-Japan Eq & US tres
GSAX
$15K ﹤0.01%
675
+500
+286% +$11.1K
HWG
8504
DELISTED
HALLWOOD GROUP INC(THE)
HWG
$15K ﹤0.01%
+1,532
New +$15.1K
EZCH
8505
PUT
DELISTED
EZCHIP SEMICONDUCTOR LIMITED ORD SHS (IL)
EZCH
$15K ﹤0.01%
600
-200
-25% -$4.94K
MRGE
8506
DELISTED
MERGE HEALTHCARE INC COM STK (WI)
MRGE
$15K ﹤0.01%
+6,442
New +$15.7K
DZK
8507
PUT
DELISTED
Direxion Daily Developed Markets Bull 3x Shares
DZK
$15K ﹤0.01%
200
+100
+100% +$6.78K
VVUS
8508
CALL
DELISTED
Vivus Inc
VVUS
$15K ﹤0.01%
170
-440
-72% -$42.5K
KODK.WS.A
8509
DELISTED
Eastman Kodak Company
KODK.WS.A
$15K ﹤0.01%
+816
New +$11K
DLBL
8510
DELISTED
iPath US Treasury Long Bond Bull ETN
DLBL
$15K ﹤0.01%
246
– –
MCZ
8511
DELISTED
Mad Catz Interactive
MCZ
$15K ﹤0.01%
29,529
+29,329
+14,665% +$17.3K
NWBO
8512
CALL
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$15K ﹤0.01%
4,100
-600
-13% -$2.32K
LLEN
8513
DELISTED
L & L ENERGY INC COM STK (NV)
LLEN
$15K ﹤0.01%
+10,218
New +$15.1K
DGIT
8514
PUT
DELISTED
DIGITAL GENERATION INC COM STK (DE)
DGIT
$15K ﹤0.01%
1,200
-9,600
-89% -$118K
FSGI
8515
DELISTED
FIRST SECURITY GROUP, INC.
FSGI
$15K ﹤0.01%
6,708
+5,397
+412% +$11.4K
LMCB
8516
DELISTED
LIBERTY MEDIA CORP DELAWARE CLASS B
LMCB
$15K ﹤0.01%
300
-759
-72% -$37.6K
BBDC icon
8517
CALL
Barings BDC
BBDC
$869M
$14K ﹤0.01%
500
-5,100
-91% -$148K
CDNS icon
8518
PUT
Cadence Design Systems
CDNS
$91.8B
$14K ﹤0.01%
1,000
– –
CENTA icon
8519
Central Garden & Pet Co Class A
CENTA
$2.43B
$14K ﹤0.01%
2,595
-1,801
-41% -$10.4K
VISN
8520
Vistance Networks Inc
VISN
$2.61B
$14K ﹤0.01%
+721
New +$11.8K
DXCM icon
8521
CALL
DexCom
DXCM
$29B
$14K ﹤0.01%
1,600
-10,400
-87% -$82.3K
EAT icon
8522
PUT
Brinker International
EAT
$8.82B
$14K ﹤0.01%
300
-500
-63% -$22.2K
ECH icon
8523
CALL
iShares MSCI Chile ETF
ECH
$1,000M
$14K ﹤0.01%
+300
New +$14.6K
ELME
8524
CALL
Elme Communities
ELME
$145M
$14K ﹤0.01%
600
-400
-40% -$9.88K
ELSE icon
8525
Electro-Sensors
ELSE
$27.3M
$14K ﹤0.01%
+3,446
New +$13.8K
339 340
341
342 343

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.