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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMO icon
8501
CALL
Imperial Oil
IMO
$62.7B
$13K ﹤0.01%
+300
New +$12.6K
INTG icon
8502
InterGroup Corp
INTG
$61.1M
$13K ﹤0.01%
641
-353
-36% -$7.03K
MARPS icon
8503
Marine Petroleum Trust
MARPS
$9.48M
$13K ﹤0.01%
775
+344
+80% +$5.88K
MIDU icon
8504
PUT
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$68.7M
$13K ﹤0.01%
+1,000
New +$12.7K
MUFG icon
8505
CALL
Mitsubishi UFJ Financial
MUFG
$253B
$13K ﹤0.01%
2,000
+1,000
+100% +$6.36K
NXST icon
8506
PUT
Nexstar Media Group
NXST
$5.82B
$13K ﹤0.01%
300
-1,600
-84% -$57.2K
OPCH icon
8507
Option Care Health
OPCH
$3.45B
$13K ﹤0.01%
375
-655
-64% -$36K
PHG icon
8508
CALL
Philips
PHG
$25.7B
$13K ﹤0.01%
577
-289
-33% -$6.31K
PNBK icon
8509
Patriot National Bancorp
PNBK
$134M
$13K ﹤0.01%
1,003
+293
+41% +$4.03K
PPC icon
8510
CALL
Pilgrim's Pride
PPC
$6.51B
$13K ﹤0.01%
800
-2,200
-73% -$36.3K
RGEN icon
8511
PUT
Repligen
RGEN
$7.96B
$13K ﹤0.01%
1,200
+400
+50% +$3.98K
SAIA icon
8512
Saia
SAIA
$9.25B
$13K ﹤0.01%
426
+194
+84% +$6.04K
FLNA
8513
CALL
Filana Therapeutics
FLNA
$48.8M
$13K ﹤0.01%
700
+486
+227% +$8.5K
SIVR icon
8514
CALL
abrdn Physical Silver Shares ETF
SIVR
$4.02B
$13K ﹤0.01%
600
-1,300
-68% -$27.5K
SKF icon
8515
CALL
ProShares UltraShort Financials
SKF
$10.3M
$13K ﹤0.01%
+9
New +$12.3K
SRI icon
8516
Stoneridge
SRI
$195M
$13K ﹤0.01%
1,213
-439
-27% -$5.43K
STE icon
8517
CALL
Steris
STE
$22.3B
$13K ﹤0.01%
300
-300
-50% -$13K
STRA icon
8518
Strategic Education
STRA
$1.85B
$13K ﹤0.01%
311
+13
+4% +$578
STT icon
8519
CALL
State Street
STT
$50.6B
$13K ﹤0.01%
200
-10,700
-98% -$732K
TRP icon
8520
PUT
TC Energy
TRP
$70.2B
$13K ﹤0.01%
300
– –
UCO icon
8521
ProShares Ultra Bloomberg Crude Oil
UCO
$420M
$13K ﹤0.01%
+6
New +$13.7K
ZSL icon
8522
ProShares UltraShort Silver
ZSL
$65.4M
$13K ﹤0.01%
2
-45
-96% -$304K
AIOT
8523
PowerFleet Inc
AIOT
$526M
$13K ﹤0.01%
2,037
+847
+71% +$4.95K
TPC
8524
CALL
Tutor Perini Cor
TPC
$4.41B
$13K ﹤0.01%
600
+200
+50% +$3.87K
FBMS
8525
DELISTED
The First Bancshares, Inc.
FBMS
$13K ﹤0.01%
903
+21
+2% +$285
339 340
341
342 343

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.