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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTK icon
8451
PUT
Flotek Industries
FTK
$789M
$14K ﹤0.01%
83
-217
-72% -$30.5K
FUNC icon
8452
First United
FUNC
$289M
$14K ﹤0.01%
1,813
-1,354
-43% -$10.8K
FXE icon
8453
CALL
Invesco CurrencyShares Euro Currency Trust
FXE
$344M
$14K ﹤0.01%
100
-7,500
-99% -$1.02M
GATX icon
8454
CALL
GATX Corp
GATX
$6.45B
$14K ﹤0.01%
200
-100
-33% -$6.01K
GATX icon
8455
PUT
GATX Corp
GATX
$6.45B
$14K ﹤0.01%
+200
New +$12K
GOOD
8456
CALL
Gladstone Commercial Corp
GOOD
$623M
$14K ﹤0.01%
+800
New +$14.3K
GROW icon
8457
US Global Investors
GROW
$36.3M
$14K ﹤0.01%
4,450
-8,600
-66% -$28.3K
HASI icon
8458
PUT
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.81B
$14K ﹤0.01%
1,000
– –
HHH icon
8459
CALL
Howard Hughes
HHH
$3.94B
$14K ﹤0.01%
105
-2,308
-96% -$290K
HTGC icon
8460
PUT
Hercules Capital
HTGC
$2.99B
$14K ﹤0.01%
+1,000
New +$15.7K
INGR icon
8461
PUT
Ingredion
INGR
$6.42B
$14K ﹤0.01%
200
-2,000
-91% -$131K
JAKK icon
8462
PUT
Jakks Pacific
JAKK
$303M
$14K ﹤0.01%
200
+70
+54% +$4.59K
KOPN icon
8463
Kopin
KOPN
$586M
$14K ﹤0.01%
3,569
-2,886
-45% -$11.6K
LECO icon
8464
CALL
Lincoln Electric
LECO
$14.1B
$14K ﹤0.01%
200
– –
LNW
8465
PUT
DELISTED
Light & Wonder
LNW
$14K ﹤0.01%
+1,000
New +$14.6K
MAA icon
8466
PUT
Mid-America Apartment Communities
MAA
$16B
$14K ﹤0.01%
+200
New +$13.1K
MUX icon
8467
PUT
McEwen Inc
MUX
$1B
$14K ﹤0.01%
570
+70
+14% +$1.89K
NATH icon
8468
Nathan's Famous
NATH
$403M
$14K ﹤0.01%
281
-45
-14% -$2.23K
NDSN icon
8469
CALL
Nordson
NDSN
$16.4B
$14K ﹤0.01%
+200
New +$14.2K
OLN icon
8470
PUT
Olin
OLN
$2.53B
$14K ﹤0.01%
500
-4,200
-89% -$113K
PRDO icon
8471
PUT
Perdoceo Education
PRDO
$2.17B
$14K ﹤0.01%
1,900
+1,500
+375% +$9.65K
RGEN icon
8472
PUT
Repligen
RGEN
$6.91B
$14K ﹤0.01%
1,100
+500
+83% +$7.17K
SCO icon
8473
CALL
ProShares UltraShort Bloomberg Crude Oil
SCO
$654M
$14K ﹤0.01%
13
-182
-93% -$227K
SPNS
8474
DELISTED
Sapiens International
SPNS
$14K ﹤0.01%
1,711
-38,752
-96% -$294K
SPVM icon
8475
Invesco S&P 500 Value with Momentum ETF
SPVM
$129M
$14K ﹤0.01%
475
-665
-58% -$18.7K
337 338
339
340 341

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.