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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HR icon
8451
PUT
Healthcare Realty
HR
$7.56B
$15K ﹤0.01%
+750
New +$15.9K
HTHT icon
8452
CALL
Huazhu Hotels Group
HTHT
$13.3B
$15K ﹤0.01%
+2,000
New +$12.1K
JBHT icon
8453
CALL
JB Hunt Transport Services
JBHT
$25.9B
$15K ﹤0.01%
+200
New +$14.9K
MATV icon
8454
PUT
Mativ Holdings
MATV
$479M
$15K ﹤0.01%
+300
New +$16.6K
MERC icon
8455
Mercer International
MERC
$40.5M
$15K ﹤0.01%
+1,517
New +$13.5K
MRCY icon
8456
Mercury Systems
MRCY
$5.41B
$15K ﹤0.01%
1,310
-5,168
-80% -$51.7K
NL icon
8457
NLI Holdings
NL
$289M
$15K ﹤0.01%
1,368
-1,555
-53% -$17.4K
NMFC icon
8458
CALL
New Mountain Finance
NMFC
$654M
$15K ﹤0.01%
+1,000
New +$14.6K
OCSL icon
8459
PUT
Oaktree Specialty Lending
OCSL
$1.05B
$15K ﹤0.01%
533
+366
+219% +$10.8K
PDFS icon
8460
CALL
PDF Solutions
PDFS
$1.72B
$15K ﹤0.01%
600
-100
-14% -$2.3K
PERI icon
8461
PUT
Perion Network
PERI
$380M
$15K ﹤0.01%
400
-267
-40% -$9.22K
RGA icon
8462
CALL
Reinsurance Group of America
RGA
$15.5B
$15K ﹤0.01%
200
-100
-33% -$7.28K
ROST icon
8463
PUT
Ross Stores
ROST
$80.8B
$15K ﹤0.01%
400
– –
SOCL icon
8464
CALL
Global X Social Media ETF
SOCL
$91.8M
$15K ﹤0.01%
+700
New +$13.9K
SOXL icon
8465
Direxion Daily Semiconductor Bull 3X ETF
SOXL
$13.4B
$15K ﹤0.01%
16,350
-100,725
-86% -$78.7K
SRTY icon
8466
ProShares UltraPro Short Russell2000
SRTY
$82.1M
$15K ﹤0.01%
+1
New +$20.2K
SSKN
8467
CALL
DELISTED
Strata Skin Sciences
SSKN
$15K ﹤0.01%
46
-20
-30% -$7.16K
UNFI icon
8468
CALL
United Natural Foods
UNFI
$3.04B
$15K ﹤0.01%
200
-1,500
-88% -$106K
UVSP icon
8469
Univest Financial
UVSP
$1.23B
$15K ﹤0.01%
+714
New +$14.2K
VMI icon
8470
PUT
Valmont Industries
VMI
$8.86B
$15K ﹤0.01%
100
– –
VOC icon
8471
PUT
VOC Energy
VOC
$56.4M
$15K ﹤0.01%
1,000
+900
+900% +$14.4K
WTV icon
8472
WisdomTree US Value Fund
WTV
$3.23B
$15K ﹤0.01%
530
-1,676
-76% -$46.3K
TELL
8473
DELISTED
Tellurian Inc.
TELL
$15K ﹤0.01%
1,866
+755
+68% +$6.31K
NBSE
8474
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
$15K ﹤0.01%
5
– –
DBGR
8475
DELISTED
Xtrackers MSCI Germany Hedged Equity ETF
DBGR
$15K ﹤0.01%
+587
New +$14.4K
337 338
339
340 341

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.