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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEAR
8451
DELISTED
TearLab Corporation
TEAR
$14K ﹤0.01%
+130
New +$16.2K
ULTR
8452
DELISTED
ULTRAPETROL (BAHAMAS) LTD COM STK
ULTR
$14K ﹤0.01%
3,790
+844
+29% +$2.68K
JGBD
8453
DELISTED
DB 3X INVERSE JAPANESE GOVT BD FUT NT 11/30/2021
JGBD
$14K ﹤0.01%
809
-1,307
-62% -$23.6K
LPSB
8454
DELISTED
LAPORTE BANCORP INC MD COM STK
LPSB
$14K ﹤0.01%
1,382
-332
-19% -$3.45K
XNPT
8455
DELISTED
XENOPORT, INC.
XNPT
$14K ﹤0.01%
2,470
+1,351
+121% +$7.05K
UNIS
8456
DELISTED
Unilife Corporation
UNIS
$14K ﹤0.01%
420
+20
+5% +$626
TFM
8457
PUT
DELISTED
THE FRESH MARKET, INC COM STK
TFM
$14K ﹤0.01%
300
-200
-40% -$10.4K
JMI
8458
DELISTED
JAVELIN MTG INVESTMENT CORP COM
JMI
$14K ﹤0.01%
1,161
+181
+18% +$2.3K
SPDC
8459
DELISTED
SPEED COMMERCE, INC COM STK
SPDC
$14K ﹤0.01%
4,210
-17,554
-81% -$56.5K
WHZ
8460
CALL
DELISTED
WHITING USA TR II TR UNIT (DE)
WHZ
$14K ﹤0.01%
1,100
-300
-21% -$3.92K
FWV
8461
DELISTED
FIRST WEST VIRGINIA BANCRP INC
FWV
$14K ﹤0.01%
862
-71
-8% -$1.18K
NOR
8462
PUT
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
$14K ﹤0.01%
+786
New +$16.5K
TCHI
8463
DELISTED
ROYAL BK SCOTLAND PLC CHINA TRENDPILOT EXCHANGE
TCHI
$14K ﹤0.01%
515
+25
+5% +$641
OBAF
8464
DELISTED
OBA FINL SVCS INC COM STK (MD)
OBAF
$14K ﹤0.01%
749
-300
-29% -$5.55K
OILZ
8465
DELISTED
OIL CONTANGO ETN DUE 6/14/41
OILZ
$14K ﹤0.01%
574
-200
-26% -$4.97K
TUC
8466
DELISTED
MAC-GRAY CORP
TUC
$14K ﹤0.01%
+988
New +$14.5K
SOQ
8467
DELISTED
SONDE RESOURCES CORP COM NEW (CAD)
SOQ
$14K ﹤0.01%
11,537
+7,628
+195% +$7.77K
EIHI
8468
DELISTED
EASTERN INSURANCE HOLDINGS INC COM STK
EIHI
$14K ﹤0.01%
+576
New +$12.1K
FSA
8469
DELISTED
FACTORSHARES 2X TBOND BULL/S&P 500 BEAR
FSA
$14K ﹤0.01%
1,536
– –
SVNT
8470
CALL
DELISTED
SAVIENT PHARMACEUTICALS INC
SVNT
$14K ﹤0.01%
23,000
+5,700
+33% +$3.65K
MFB
8471
PUT
DELISTED
MAIDENFORM BRANDS, INC
MFB
$14K ﹤0.01%
+600
New +$13.3K
TGEM
8472
DELISTED
EGSHARES TELECOM GEMS ETF
TGEM
$14K ﹤0.01%
719
– –
USATP
8473
DELISTED
USA Technologies, Inc. - Preferred Stock
USATP
$14K ﹤0.01%
802
+20
+3% +$372
MNTX
8474
DELISTED
Manitex International, Inc.
MNTX
$14K ﹤0.01%
1,237
-1,749
-59% -$19K
SORL
8475
DELISTED
SORL Auto Parts, Inc.
SORL
$14K ﹤0.01%
3,892
-232
-6% -$730
337 338
339
340 341

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.