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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CENX icon
8401
PUT
Century Aluminum
CENX
$4.43B
$14K ﹤0.01%
1,700
+1,300
+325% +$11.5K
CPA icon
8402
PUT
Copa Holdings
CPA
$5.76B
$14K ﹤0.01%
+100
New +$13.7K
DBO icon
8403
CALL
Invesco DB Oil Fund
DBO
$403M
$14K ﹤0.01%
+500
New +$13.7K
DCO icon
8404
CALL
Ducommun
DCO
$2.7B
$14K ﹤0.01%
500
+300
+150% +$7.65K
DLB icon
8405
CALL
Dolby
DLB
$5.56B
$14K ﹤0.01%
400
+300
+300% +$9.97K
EBTC
8406
DELISTED
Enterprise Bancorp
EBTC
$14K ﹤0.01%
+743
New +$14.6K
EC icon
8407
CALL
Ecopetrol
EC
$34.5B
$14K ﹤0.01%
+300
New +$13.6K
ERII icon
8408
CALL
Energy Recovery
ERII
$446M
$14K ﹤0.01%
1,900
-5,700
-75% -$29.6K
ERNA icon
8409
Eterna Therapeutics
ERNA
$3.83M
– –
0
– –
FCEL icon
8410
PUT
FuelCell Energy
FCEL
$1.73B
$14K ﹤0.01%
+2
New +$10.9K
FTEK icon
8411
Fuel Tech
FTEK
$43.9M
$14K ﹤0.01%
3,200
+506
+19% +$2.01K
GATX icon
8412
CALL
GATX Corp
GATX
$6.35B
$14K ﹤0.01%
300
-500
-63% -$23.1K
GWRE icon
8413
CALL
Guidewire Software
GWRE
$12.6B
$14K ﹤0.01%
300
+200
+200% +$9K
HHS icon
8414
CALL
Harte-Hanks
HHS
$16.2M
$14K ﹤0.01%
160
+60
+60% +$5.49K
IDV icon
8415
CALL
iShares International Select Dividend ETF
IDV
$8.45B
$14K ﹤0.01%
+400
New +$13.8K
MHO icon
8416
CALL
M/I Homes
MHO
$3.74B
$14K ﹤0.01%
+700
New +$14.7K
MODV
8417
PUT
DELISTED
ModivCare
MODV
$14K ﹤0.01%
+500
New +$14.1K
NFG icon
8418
PUT
National Fuel Gas
NFG
$7.82B
$14K ﹤0.01%
200
-100
-33% -$6.5K
OESX icon
8419
Orion Energy Systems
OESX
$41M
$14K ﹤0.01%
369
-61
-14% -$2.08K
OPOF
8420
DELISTED
Old Point Financial
OPOF
$14K ﹤0.01%
+1,092
New +$14.2K
PLUS icon
8421
ePlus
PLUS
$2.42B
$14K ﹤0.01%
1,076
-1,096
-50% -$16K
POR icon
8422
CALL
Portland General Electric
POR
$5.71B
$14K ﹤0.01%
500
-300
-38% -$8.96K
RCKY icon
8423
Rocky Brands
RCKY
$366M
$14K ﹤0.01%
800
-198
-20% -$3.35K
REK icon
8424
ProShares Short Real Estate
REK
$11.7M
$14K ﹤0.01%
266
-360
-58% -$19.1K
SDIV icon
8425
PUT
Global X SuperDividend ETF
SDIV
$1.22B
$14K ﹤0.01%
+200
New +$13.4K
335 336
337
338 339

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.