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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MITT
8376
CALL
TPG Mortgage Investment Trust
MITT
$228M
$16K ﹤0.01%
333
– –
NATH icon
8377
Nathan's Famous
NATH
$403M
$16K ﹤0.01%
+326
New +$16.9K
NATR icon
8378
Nature's Sunshine
NATR
$362M
$16K ﹤0.01%
941
+343
+57% +$6.32K
NICE icon
8379
PUT
Nice
NICE
$6.15B
$16K ﹤0.01%
400
-600
-60% -$23.9K
NMI icon
8380
Nuveen Municipal Income
NMI
$131M
$16K ﹤0.01%
1,609
-4,166
-72% -$41.5K
NYT icon
8381
CALL
New York Times
NYT
$12.6B
$16K ﹤0.01%
1,000
-5,200
-84% -$70.7K
ONTO icon
8382
Onto Innovation
ONTO
$10.9B
$16K ﹤0.01%
832
-733
-47% -$12.9K
PBF icon
8383
PUT
PBF Energy
PBF
$7.49B
$16K ﹤0.01%
500
-2,800
-85% -$76.4K
RDIV icon
8384
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.4B
$16K ﹤0.01%
+620
New +$16K
REK icon
8385
ProShares Short Real Estate
REK
$11.5M
$16K ﹤0.01%
304
+38
+14% +$2K
SCHW
8386
CALL
Charles Schwab
SCHW
$182B
$16K ﹤0.01%
600
-43,900
-99% -$1.05M
SHYF
8387
DELISTED
The Shyft Group
SHYF
$16K ﹤0.01%
2,400
-4,621
-66% -$30.3K
SXC icon
8388
CALL
SunCoke Energy
SXC
$794M
$16K ﹤0.01%
700
-1,700
-71% -$35.1K
TDG icon
8389
CALL
TransDigm Group
TDG
$70.7B
$16K ﹤0.01%
100
-500
-83% -$74.5K
ULBI icon
8390
Ultralife
ULBI
$88.3M
$16K ﹤0.01%
4,414
-1,354
-23% -$5.06K
BSIN
8391
CALL
Big Sky Industrial
BSIN
$58.6M
$16K ﹤0.01%
70
-95
-58% -$17.5K
VAC icon
8392
PUT
Marriott Vacations Worldwide
VAC
$3.53B
$16K ﹤0.01%
300
-100
-25% -$5.02K
ZUMZ icon
8393
Zumiez
ZUMZ
$330M
$16K ﹤0.01%
631
+281
+80% +$7.82K
IVAC
8394
DELISTED
Intevac Inc
IVAC
$16K ﹤0.01%
2,152
-2,421
-53% -$14.7K
THMO
8395
DELISTED
ThermoGenesis Holdings, Inc. Common Stock
THMO
$16K ﹤0.01%
2
-2
-50% -$15.9K
CHIE
8396
DELISTED
Global X MSCI China Energy ETF
CHIE
$16K ﹤0.01%
1,045
+341
+48% +$5.19K
FRGI
8397
CALL
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$16K ﹤0.01%
+300
New +$13.4K
HIL
8398
DELISTED
Hill International, Inc. Common Stock
HIL
$16K ﹤0.01%
4,000
+3,912
+4,445% +$14K
SQBG
8399
DELISTED
Sequential Brands Group, Inc.
SQBG
$16K ﹤0.01%
+75
New +$16.4K
CUB
8400
CALL
DELISTED
Cubic Corporation
CUB
$16K ﹤0.01%
300
– –
334 335
336
337 338

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.