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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDC
8351
PUT
DELISTED
M.D.C. Holdings, Inc.
MDC
$15K ﹤0.01%
694
-139
-17% -$3.06K
CPE
8352
CALL
DELISTED
Callon Petroleum Company
CPE
$15K ﹤0.01%
270
-420
-61% -$18.3K
IMGN
8353
PUT
DELISTED
Immunogen Inc
IMGN
$15K ﹤0.01%
900
-300
-25% -$5.27K
DCP
8354
PUT
DELISTED
DCP Midstream, LP
DCP
$15K ﹤0.01%
300
-1,000
-77% -$50.9K
DRE
8355
PUT
DELISTED
Duke Realty Corp.
DRE
$15K ﹤0.01%
+1,000
New +$15.7K
ACH
8356
PUT
DELISTED
Alum Corp of China Ltd
ACH
$15K ﹤0.01%
1,600
– –
MFNC
8357
DELISTED
Mackinac Financial Corporation
MFNC
$15K ﹤0.01%
1,668
+661
+66% +$6.09K
CATM
8358
CALL
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$15K ﹤0.01%
400
+100
+33% +$3.37K
HWCC
8359
DELISTED
Houston Wire & Cable Company
HWCC
$15K ﹤0.01%
+1,101
New +$15.1K
PTVCB
8360
DELISTED
Protective Insurance Corporation Class B Common Stock
PTVCB
$15K ﹤0.01%
599
+118
+25% +$2.94K
CZZ
8361
PUT
DELISTED
Cosan Limited
CZZ
$15K ﹤0.01%
1,000
-2,600
-72% -$39.2K
FRAN
8362
PUT
DELISTED
Francesca's Holdings Corporation
FRAN
$15K ﹤0.01%
67
-408
-86% -$117K
INWK
8363
DELISTED
InnerWorkings, Inc.
INWK
$15K ﹤0.01%
1,468
+468
+47% +$5.12K
MSBF
8364
DELISTED
MSB Financial Corp.
MSBF
$15K ﹤0.01%
2,361
+1,251
+113% +$7.95K
IPHS
8365
DELISTED
Innophos Holdings, Inc.
IPHS
$15K ﹤0.01%
+276
New +$13.9K
ACHN
8366
DELISTED
Achillion Pharmaceuticals
ACHN
$15K ﹤0.01%
4,968
-1,282
-21% -$8.79K
ULTI
8367
PUT
DELISTED
Ultimate Software Group Inc
ULTI
$15K ﹤0.01%
+100
New +$13.9K
BLMT
8368
DELISTED
BSB Bancorp, Inc.
BLMT
$15K ﹤0.01%
1,041
-5,197
-83% -$72.3K
CVRR
8369
CALL
DELISTED
CVR Refining, LP
CVRR
$15K ﹤0.01%
600
-12,700
-95% -$343K
SBNYW
8370
DELISTED
Signature Bank Warrant
SBNYW
$15K ﹤0.01%
250
-100
-29% -$6.07K
GPT
8371
PUT
DELISTED
Gramercy Property Trust
GPT
$15K ﹤0.01%
1,200
– –
BWP
8372
PUT
DELISTED
Boardwalk Pipeline Partners
BWP
$15K ﹤0.01%
500
-2,900
-85% -$88.8K
DBBR
8373
DELISTED
Xtrackers MSCI Brazil Hedged Equity ETF
DBBR
$15K ﹤0.01%
875
-485
-36% -$8.12K
CCUR
8374
DELISTED
CCUR Holdings, Inc. Common Stock
CCUR
$15K ﹤0.01%
+2,068
New +$16.3K
ALR
8375
CALL
DELISTED
Alere Inc
ALR
$15K ﹤0.01%
500
-700
-58% -$21.3K
333 334
335
336 337

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.