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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EV
8276
CALL
DELISTED
Eaton Vance Corp.
EV
$16K ﹤0.01%
400
– –
TYBS
8277
DELISTED
Direxion Daily 20+ Year Treasury Bear 1X Shares
TYBS
$16K ﹤0.01%
551
-279
-34% -$8.26K
LOGM
8278
PUT
DELISTED
LogMein, Inc.
LOGM
$16K ﹤0.01%
500
+200
+67% +$5.91K
IBKC
8279
CALL
DELISTED
IBERIABANK Corp
IBKC
$16K ﹤0.01%
+300
New +$16.7K
GULF
8280
DELISTED
WisdomTree Middle East Dividend Fund
GULF
$16K ﹤0.01%
902
+676
+299% +$12.1K
ARQL
8281
CALL
DELISTED
Arqule Inc
ARQL
$16K ﹤0.01%
+7,000
New +$17.6K
KONA
8282
DELISTED
Kona Grill, Inc.
KONA
$16K ﹤0.01%
1,398
+966
+224% +$11.8K
NTRI
8283
CALL
DELISTED
NutriSystem, Inc.
NTRI
$16K ﹤0.01%
1,100
-3,200
-74% -$40K
GST
8284
PUT
DELISTED
Gastar Exploration Inc.
GST
$16K ﹤0.01%
4,000
+500
+14% +$1.73K
HGT
8285
PUT
DELISTED
Hugoton Royalty Trust
HGT
$16K ﹤0.01%
2,200
-1,200
-35% -$9.98K
STLY
8286
DELISTED
Stanley Furniture Co Inc
STLY
$16K ﹤0.01%
+4,333
New +$15.6K
WAC
8287
PUT
DELISTED
Walter Investment Mgt Corp
WAC
$16K ﹤0.01%
400
-400
-50% -$15.4K
KEF
8288
DELISTED
Korea Equity Fund
KEF
$16K ﹤0.01%
1,899
-7,551
-80% -$62K
XRDC
8289
DELISTED
Crossroads Capital, Inc
XRDC
$16K ﹤0.01%
2,148
+1,513
+238% +$9.59K
RRM
8290
DELISTED
RR MEDIA LTD ORD SHS (ISR)
RRM
$16K ﹤0.01%
2,148
+1,244
+138% +$9.8K
NES
8291
CALL
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$16K ﹤0.01%
710
-1,920
-73% -$54.2K
PVA
8292
CALL
DELISTED
PENN VIRGINIA CORP
PVA
$16K ﹤0.01%
2,400
-4,700
-66% -$24.5K
SFY
8293
CALL
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
$16K ﹤0.01%
1,400
-7,200
-84% -$86.3K
C.WS.B
8294
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$16K ﹤0.01%
200,048
-86,485
-30% -$8.41K
AZIA
8295
DELISTED
GLOBAL X CENTRAL ASIA & MONGOLIA ETF
AZIA
$16K ﹤0.01%
+1,160
New +$16.2K
FORX
8296
DELISTED
PIMCO ETF TR FOREIGN CURRENCY STRATEGY ACTIVE ETF
FORX
$16K ﹤0.01%
338
-759
-69% -$35.6K
HNSN
8297
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
$16K ﹤0.01%
920
-2,583
-74% -$40.6K
OWW
8298
DELISTED
ORBITZ WORLDWIDE, INC
OWW
$16K ﹤0.01%
+1,622
New +$16K
SUSQ
8299
CALL
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
$16K ﹤0.01%
1,300
+100
+8% +$1.32K
ACFN
8300
CALL
DELISTED
Acorn Energy Inc
ACFN
$16K ﹤0.01%
2,700
+1,500
+125% +$10.9K
330 331
332
333 334

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.