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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JJM
8251
DELISTED
iPath Bloomberg Industrial Metals Subindex Total Return ETN due October 22, 2037
JJM
$18K ﹤0.01%
600
-1,043
-63% -$30.3K
RT
8252
CALL
DELISTED
Ruby Tuesday Georgia
RT
$18K ﹤0.01%
2,600
+2,200
+550% +$14.6K
FUEL
8253
DELISTED
Rocket Fuel Inc.
FUEL
$18K ﹤0.01%
+300
New +$16.2K
WSTL
8254
DELISTED
Westell Technologies Inc
WSTL
$18K ﹤0.01%
1,093
-3,945
-78% -$59.6K
MEG
8255
DELISTED
Media General, Inc
MEG
$18K ﹤0.01%
793
+413
+109% +$7.08K
BEBE
8256
DELISTED
Bebe Stores Inc
BEBE
$18K ﹤0.01%
335
-65
-16% -$3.66K
TLOG
8257
DELISTED
TetraLogic Pharmaceuticals Corporation
TLOG
$18K ﹤0.01%
+1,902
New +$14.8K
COSI
8258
DELISTED
COSI INC NEW COM STK (DE)
COSI
$18K ﹤0.01%
10,905
+10,044
+1,167% +$19.3K
CCSC
8259
DELISTED
COUNTRY STYLE COOKING RESTAURANT CHAIN CO LTD ADS CAYMAN ISL
CCSC
$18K ﹤0.01%
1,756
-87
-5% -$872
MR
8260
CALL
DELISTED
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
$18K ﹤0.01%
500
+300
+150% +$11.7K
NBBC
8261
DELISTED
NEWBRIDGE BANCORP CLASS A COM STK (NC)
NBBC
$18K ﹤0.01%
2,476
-1,896
-43% -$13.7K
IO
8262
PUT
DELISTED
ION Geophysical Corporation
IO
$18K ﹤0.01%
373
-3,280
-90% -$199K
TC
8263
PUT
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$18K ﹤0.01%
8,200
+800
+11% +$2.27K
ASBI
8264
DELISTED
AMERIANA BANCORP
ASBI
$18K ﹤0.01%
+1,375
New +$18.3K
SIBC
8265
DELISTED
STATE INVS BANCORP INC
SIBC
$18K ﹤0.01%
1,214
+860
+243% +$13.4K
THOR
8266
CALL
DELISTED
THORATEC CORPORATION
THOR
$18K ﹤0.01%
500
-6,300
-93% -$247K
RNA
8267
CALL
DELISTED
PROSENSA HLDGS N V ORD SHS (NLD)
RNA
$18K ﹤0.01%
3,900
+3,300
+550% +$15K
HDGI
8268
DELISTED
AdvisorShares Intl Bear ETF
HDGI
$18K ﹤0.01%
+810
New +$18.8K
DVR
8269
DELISTED
CAL DIVE INTERNATIONAL INC COM
DVR
$18K ﹤0.01%
9,220
-21,632
-70% -$41.6K
CNPF
8270
DELISTED
GLOBAL X CANADA PREFERREDS ETF
CNPF
$18K ﹤0.01%
1,422
-35
-2% -$445
FBMI
8271
DELISTED
FIRSTBANK CORP (MICH)
FBMI
$18K ﹤0.01%
938
+108
+13% +$2.07K
JRCC
8272
CALL
DELISTED
JAMES RIVER COAL NEW
JRCC
$18K ﹤0.01%
13,600
-138,000
-91% -$230K
NVY
8273
DELISTED
NUVEEN PENNSYLVANIA DIV ADVTG MUNI FD 2
NVY
$18K ﹤0.01%
1,533
-2,699
-64% -$32.1K
TWGP
8274
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
$18K ﹤0.01%
5,455
-123
-2% -$504
MAG
8275
DELISTED
MAGNETEK INC COM STK NEW
MAG
$18K ﹤0.01%
+740
New +$14.7K
329 330
331
332 333

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MCM
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STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.