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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBZ
8251
DELISTED
First Trust Brazil AlphaDEX Fund
FBZ
$16K ﹤0.01%
+796
New +$15.4K
FMN
8252
Federated Hermes Premier Municipal Income Fund
FMN
$86.8M
$16K ﹤0.01%
1,177
+406
+53% +$5.33K
HRZN icon
8253
CALL
Horizon Technology Finance
HRZN
$295M
$16K ﹤0.01%
+1,200
New +$16.6K
ICCC icon
8254
ImmuCell
ICCC
$101M
$16K ﹤0.01%
3,322
+1,452
+78% +$5.68K
KELYA icon
8255
CALL
Kelly Services Class A
KELYA
$514M
$16K ﹤0.01%
800
+300
+60% +$5.7K
LCTX icon
8256
Lineage Cell Therapeutics
LCTX
$269M
$16K ﹤0.01%
+5,297
New +$16.8K
LKQ icon
8257
PUT
LKQ Corp
LKQ
$5.72B
$16K ﹤0.01%
500
-300
-38% -$8.66K
MRCC
8258
DELISTED
Monroe Capital Corp
MRCC
$16K ﹤0.01%
+1,251
New +$17.3K
MVIS icon
8259
Microvision
MVIS
$93.2M
$16K ﹤0.01%
8,893
+8,349
+1,535% +$18.1K
NWSA icon
8260
CALL
News Corp Class A
NWSA
$14.9B
$16K ﹤0.01%
+1,000
New +$16K
PERI icon
8261
CALL
Perion Network
PERI
$375M
$16K ﹤0.01%
400
-1,933
-83% -$69.6K
PSA icon
8262
PUT
Public Storage
PSA
$60.5B
$16K ﹤0.01%
100
– –
PSEC icon
8263
CALL
Prospect Capital
PSEC
$1.07B
$16K ﹤0.01%
1,400
+200
+17% +$2.22K
PSHG icon
8264
Performance Shipping
PSHG
$21.6M
– –
0
– –
SMSI icon
8265
Smith Micro Software
SMSI
$14.5M
$16K ﹤0.01%
112
+104
+1,300% +$17.3K
TSBK icon
8266
Timberland Bancorp
TSBK
$348M
$16K ﹤0.01%
1,730
-71
-4% -$623
UBT icon
8267
CALL
ProShares Ultra 20+ Year Treasury
UBT
$56.4M
$16K ﹤0.01%
+600
New +$16.2K
VIXY icon
8268
CALL
ProShares VIX Short-Term Futures ETF
VIXY
$201M
– –
-1
Closed -$67.4K
WGO icon
8269
CALL
Winnebago Industries
WGO
$856M
$16K ﹤0.01%
600
+500
+500% +$11.8K
WWR icon
8270
PUT
Westwater Resources
WWR
$52.4M
$16K ﹤0.01%
11
-1
-8% -$1.84K
PDCO
8271
CALL
DELISTED
Patterson Companies, Inc.
PDCO
$16K ﹤0.01%
400
-1,300
-76% -$52.7K
VGR
8272
CALL
DELISTED
Vector Group Ltd.
VGR
$16K ﹤0.01%
1,890
-2,078
-52% -$17.4K
VGR
8273
PUT
DELISTED
Vector Group Ltd.
VGR
$16K ﹤0.01%
1,890
-7,832
-81% -$65.7K
SP
8274
DELISTED
SP Plus Corporation
SP
$16K ﹤0.01%
578
-1,602
-73% -$37.1K
CUB
8275
CALL
DELISTED
Cubic Corporation
CUB
$16K ﹤0.01%
300
-900
-75% -$46.3K
329 330
331
332 333

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.