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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPEU icon
801
State Street SPDR Portfolio Europe ETF
SPEU
$712M
$20.1M 0.02%
511,020
+142,312
+39% +$5.38M
KO icon
802
CALL
Coca-Cola
KO
$354B
$20.1M 0.02%
486,300
+294,900
+154% +$11.6M
PEP icon
803
PUT
PepsiCo
PEP
$186B
$20M 0.02%
241,721
-9,679
-4% -$804K
ANR
804
DELISTED
Alpha Natural Resources Inc
ANR
$20M 0.02%
2,802,123
-152,725
-5% -$1.03M
CERN
805
DELISTED
Cerner Corp
CERN
$20M 0.02%
357,986
-174,123
-33% -$9.76M
XRT icon
806
PUT
State Street SPDR S&P Retail ETF
XRT
$365M
$19.9M 0.02%
452,200
+239,000
+112% +$10.2M
TPR icon
807
PUT
Tapestry
TPR
$28.8B
$19.9M 0.02%
354,600
-102,000
-22% -$5.51M
ELV icon
808
Elevance Health
ELV
$81.9B
$19.9M 0.02%
214,914
+420
+0.2% +$37.3K
BAX icon
809
CALL
Baxter International
BAX
$11.6B
$19.8M 0.02%
524,685
+284,434
+118% +$10.3M
NFLX icon
810
PUT
Netflix
NFLX
$292B
$19.8M 0.02%
3,766,000
-4,235,000
-53% -$20.8M
MSI icon
811
Motorola Solutions
MSI
$69.4B
$19.8M 0.02%
293,315
+19,393
+7% +$1.24M
AGU
812
DELISTED
Agrium
AGU
$19.8M 0.02%
215,963
-2,188,347
-91% -$193M
SHW icon
813
Sherwin-Williams
SHW
$78.3B
$19.7M 0.02%
322,344
-9,546
-3% -$584K
MMM icon
814
CALL
3M
MMM
$89B
$19.7M 0.02%
167,918
+17,820
+12% +$1.9M
EVT icon
815
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
$19.7M 0.02%
1,033,518
+22,546
+2% +$417K
NMM icon
816
Navios Maritime Partners
NMM
$2.25B
$19.6M 0.02%
68,429
+2,798
+4% +$686K
XBI icon
817
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$19.6M 0.02%
452,100
-50,796
-10% -$2.1M
COP icon
818
CALL
ConocoPhillips
COP
$147B
$19.5M 0.02%
276,700
+146,700
+113% +$10.5M
MAIN icon
819
Main Street Capital
MAIN
$4.97B
$19.5M 0.02%
597,913
+115,364
+24% +$3.6M
TTM
820
DELISTED
Tata Motors Limited
TTM
$19.5M 0.02%
633,043
+184,798
+41% +$5.66M
PCY icon
821
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$19.5M 0.02%
721,440
+16,463
+2% +$449K
CPN
822
DELISTED
Calpine Corporation
CPN
$19.4M 0.02%
996,813
-136,954
-12% -$2.66M
CSCO icon
823
CALL
Cisco
CSCO
$450B
$19.4M 0.02%
866,720
-297,780
-26% -$6.59M
MA icon
824
CALL
Mastercard
MA
$477B
$19.3M 0.02%
231,000
+36,000
+18% +$2.67M
NOC icon
825
Northrop Grumman
NOC
$77B
$19.3M 0.02%
168,275
+24,819
+17% +$2.66M
31 32
33
34 35

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.