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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVS icon
801
CALL
Las Vegas Sands
LVS
$29.6B
$25.5M 0.02%
410,500
+366,200
+827% +$25.2M
TQNT
802
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$25.5M 0.02%
1,337,329
-116,664
-8% -$2.17M
CVX icon
803
PUT
Chevron
CVX
$388B
$25.5M 0.02%
213,300
-224,500
-51% -$28.6M
ILMN icon
804
Illumina
ILMN
$29.1B
$25.3M 0.02%
158,675
-20,742
-12% -$3.47M
CAT icon
805
CALL
Caterpillar
CAT
$393B
$25.3M 0.02%
255,000
+63,100
+33% +$6.69M
AMG icon
806
Affiliated Managers Group
AMG
$9.7B
$25.2M 0.02%
125,879
-1,460
-1% -$298K
BABA icon
807
PUT
Alibaba
BABA
$293B
$25.2M 0.02%
+283,800
New +$25.5M
HES
808
CALL
DELISTED
Hess
HES
$25.2M 0.02%
267,300
+2,400
+0.9% +$237K
BBWI icon
809
CALL
Bath & Body Works
BBWI
$3.76B
$25.2M 0.02%
465,483
-56,407
-11% -$2.84M
GEO icon
810
The GEO Group
GEO
$4B
$25.2M 0.02%
987,738
+226,879
+30% +$5.53M
WPM icon
811
Wheaton Precious Metals
WPM
$59.9B
$25.2M 0.02%
1,262,273
+183,346
+17% +$4.56M
MRO
812
CALL
DELISTED
Marathon Oil Corporation
MRO
$25.1M 0.02%
668,200
+415,800
+165% +$16.5M
VSS icon
813
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$12B
$25.1M 0.02%
245,801
+38,918
+19% +$4.21M
IBN icon
814
PUT
ICICI Bank
IBN
$106B
$25.1M 0.02%
2,810,500
+2,468,950
+723% +$23.1M
PCAR icon
815
PACCAR
PCAR
$68.8B
$25.1M 0.02%
661,308
+333,513
+102% +$13.9M
BBWI icon
816
PUT
Bath & Body Works
BBWI
$3.76B
$25M 0.02%
461,277
+247
+0.1% +$12.4K
XLE icon
817
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
$25M 0.02%
551,000
+245,600
+80% +$11.9M
FVD icon
818
First Trust Value Line Dividend Fund
FVD
$8.4B
$25M 0.02%
1,111,094
+83,329
+8% +$1.89M
GGN
819
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$833M
$24.9M 0.02%
2,689,191
+704,431
+35% +$7.53M
SHW icon
820
Sherwin-Williams
SHW
$87.8B
$24.9M 0.02%
340,509
+34,092
+11% +$2.42M
CSQ icon
821
Calamos Strategic Total Return Fund
CSQ
$3.37B
$24.8M 0.02%
2,122,261
+114,300
+6% +$1.36M
EVT icon
822
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.21B
$24.7M 0.02%
1,222,596
+103,943
+9% +$2.12M
CNP icon
823
CenterPoint Energy
CNP
$26.7B
$24.7M 0.02%
1,007,572
+27,893
+3% +$686K
MAIN icon
824
Main Street Capital
MAIN
$5.54B
$24.6M 0.02%
803,840
-132,694
-14% -$4.24M
AA icon
825
Alcoa
AA
$13.1B
$24.5M 0.02%
634,896
+2,004
+0.3% +$78.6K
31 32
33
34 35

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.