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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTIV
8201
CALL
DELISTED
GENTIVA HEALTH SERVICES INC
GTIV
$19K ﹤0.01%
+1,500
New +$18.1K
COLX
8202
DELISTED
MARKET VECTORS ETF TR COLOMBIA ETF
COLX
$19K ﹤0.01%
1,092
+37
+4% +$680
MONT
8203
DELISTED
MONTAGE TECHNOLOGY GROUP LTD
MONT
$19K ﹤0.01%
+1,155
New +$17.9K
CAD
8204
DELISTED
PIMCO ETF TR PIMCO CDA BD INDEX FD ETF
CAD
$19K ﹤0.01%
209
– –
QMM
8205
DELISTED
QUATERRA RESOURCES INC LTD
QMM
$19K ﹤0.01%
207,435
-27,797
-12% -$2.72K
IVAN
8206
DELISTED
IVANHOE ENERGY INC COM SHS (CDA)
IVAN
$19K ﹤0.01%
4,379
+3,294
+304% +$14.3K
XL
8207
PUT
DELISTED
XL Group Ltd.
XL
$19K ﹤0.01%
600
-1,000
-63% -$31.2K
MCF
8208
CALL
DELISTED
Contango Oil & Gas Co.
MCF
$19K ﹤0.01%
400
– –
DYY
8209
DELISTED
DB Commodity Double Long ETN due April 1, 2038
DYY
$19K ﹤0.01%
+2,856
New +$21.1K
IMUC
8210
CALL
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$19K ﹤0.01%
520
+280
+117% +$26.5K
EMSA
8211
DELISTED
iPath Short Enhanced MSCI Emerging Markets Index ETN
EMSA
$19K ﹤0.01%
440
– –
EPRO
8212
DELISTED
AdvisorShares EquityPro ETF
EPRO
$19K ﹤0.01%
637
-63
-9% -$1.86K
TOTS
8213
DELISTED
DIREXION DAILY TOTAL MARKET BEAR 1X SHARES
TOTS
$19K ﹤0.01%
853
+256
+43% +$6.12K
FNSR
8214
PUT
DELISTED
Finisar Corp
FNSR
$19K ﹤0.01%
800
-200
-20% -$4.56K
SPN
8215
CALL
DELISTED
Superior Energy Services, Inc.
SPN
$19K ﹤0.01%
70
-30
-30% -$7.84K
SNDS
8216
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$19K ﹤0.01%
+797
New +$19K
AACG
8217
ATA Creativity
AACG
$38.9M
$18K ﹤0.01%
+4,471
New +$19.1K
AEIS icon
8218
CALL
Advanced Energy
AEIS
$10.1B
$18K ﹤0.01%
800
-700
-47% -$15K
CVSA
8219
CALL
Covista Inc
CVSA
$4.55B
$18K ﹤0.01%
500
– –
DCH
8220
CALL
Dauch Corp
DCH
$1.31B
$18K ﹤0.01%
900
– –
CLH icon
8221
CALL
Clean Harbors
CLH
$17.2B
$18K ﹤0.01%
300
-100
-25% -$5.77K
CRK icon
8222
Comstock Resources
CRK
$3.7B
$18K ﹤0.01%
196
-90
-31% -$7.82K
DXF
8223
Eason Technology Ltd
DXF
$1.4M
– –
0
– –
GALT icon
8224
Galectin Therapeutics
GALT
$230M
$18K ﹤0.01%
2,327
+629
+37% +$5.81K
GNE icon
8225
CALL
Genie Energy
GNE
$370M
$18K ﹤0.01%
+1,800
New +$20.2K
327 328
329
330 331

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.