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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HALO icon
8201
PUT
Halozyme
HALO
$9.79B
$17K ﹤0.01%
1,500
-6,600
-81% -$55K
HOUS
8202
PUT
DELISTED
Anywhere Real Estate
HOUS
$17K ﹤0.01%
+400
New +$18.1K
HURN icon
8203
Huron Consulting
HURN
$2.41B
$17K ﹤0.01%
336
+293
+681% +$14.4K
JEQ
8204
DELISTED
abrdn Japan Equity Fund
JEQ
$17K ﹤0.01%
2,517
+941
+60% +$6.29K
LNW
8205
DELISTED
Light & Wonder
LNW
$17K ﹤0.01%
1,039
-12,368
-92% -$175K
MITT
8206
CALL
TPG Mortgage Investment Trust
MITT
$222M
$17K ﹤0.01%
333
+166
+99% +$8.67K
PICK icon
8207
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.22B
$17K ﹤0.01%
437
+186
+74% +$6.86K
PODD icon
8208
Insulet
PODD
$11.5B
$17K ﹤0.01%
470
– –
RAVE icon
8209
RAVE Restaurant Group
RAVE
$44.8M
$17K ﹤0.01%
2,230
-5,473
-71% -$37.8K
SANW
8210
DELISTED
S&W Seed Co
SANW
$17K ﹤0.01%
105
– –
SLNG icon
8211
Stabilis Solutions
SLNG
$87.8M
$17K ﹤0.01%
+302
New +$17.8K
SPXU icon
8212
PUT
ProShares UltraPro Short S&P 500
SPXU
$406M
$17K ﹤0.01%
1
– –
CUTR
8213
DELISTED
Cutera, Inc.
CUTR
$17K ﹤0.01%
1,947
+447
+30% +$4.22K
B
8214
CALL
DELISTED
Barnes Group Inc.
B
$17K ﹤0.01%
+500
New +$16.4K
YVR
8215
DELISTED
Liquid Media Group Ltd. Common Shares
YVR
$17K ﹤0.01%
177
-101
-36% -$9.71K
ATCO
8216
CALL
DELISTED
Atlas Corp.
ATCO
$17K ﹤0.01%
700
+300
+75% +$6.51K
NTUS
8217
PUT
DELISTED
Natus Medical Inc
NTUS
$17K ﹤0.01%
1,200
– –
SPRT
8218
DELISTED
support.com, Inc.
SPRT
$17K ﹤0.01%
+999
New +$16.3K
I
8219
DELISTED
INTELSAT S. A.
I
$17K ﹤0.01%
730
+530
+265% +$12.2K
AYR
8220
PUT
DELISTED
Aircastle Ltd
AYR
$17K ﹤0.01%
1,000
– –
CRAY
8221
CALL
DELISTED
Cray, Inc.
CRAY
$17K ﹤0.01%
700
-1,300
-65% -$31.7K
ICON
8222
CALL
DELISTED
Iconix Brand Group, Inc.
ICON
$17K ﹤0.01%
+50
New +$16.4K
STBZ
8223
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
$17K ﹤0.01%
+1,080
New +$17K
MBRG
8224
DELISTED
Middleburg Financial Corp
MBRG
$17K ﹤0.01%
890
+175
+24% +$3.47K
FCS
8225
CALL
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
$17K ﹤0.01%
1,200
+100
+9% +$1.31K
327 328
329
330 331

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.