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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARL icon
8126
American Realty Investors
ARL
$246M
$18K ﹤0.01%
3,939
+2,517
+177% +$11K
DCH
8127
CALL
Dauch Corp
DCH
$1.34B
$18K ﹤0.01%
900
+500
+125% +$9.86K
AYI icon
8128
CALL
Acuity Brands
AYI
$9.83B
$18K ﹤0.01%
200
+100
+100% +$8.74K
CIG icon
8129
CALL
CEMIG Preferred Shares
CIG
$6.26B
$18K ﹤0.01%
5,387
-770
-13% -$2.61K
CRNT icon
8130
Ceragon Networks
CRNT
$197M
$18K ﹤0.01%
4,365
+2,599
+147% +$9.27K
ERY icon
8131
PUT
Direxion Daily Energy Bear 2X ETF
ERY
$39.1M
$18K ﹤0.01%
+14
New +$18.7K
EYPT icon
8132
PUT
EyePoint Inc
EYPT
$1.03B
$18K ﹤0.01%
450
– –
FLEX icon
8133
CALL
Flex
FLEX
$41.7B
$18K ﹤0.01%
2,654
+531
+25% +$3.5K
GIC icon
8134
Global Industrial
GIC
$1.37B
$18K ﹤0.01%
1,942
+1,215
+167% +$11.5K
GLL icon
8135
PUT
ProShares UltraShort Gold
GLL
$127M
$18K ﹤0.01%
50
-375
-88% -$135K
HOPE icon
8136
Hope Bancorp
HOPE
$1.79B
$18K ﹤0.01%
1,281
-4,055
-76% -$58.4K
HWBK icon
8137
Hawthorn Bancshares
HWBK
$269M
$18K ﹤0.01%
1,923
-1,037
-35% -$9.45K
KELYB
8138
Kelly Services Class B
KELYB
$765M
$18K ﹤0.01%
899
-103
-10% -$2K
MAG
8139
DELISTED
MAG Silver
MAG
$18K ﹤0.01%
3,064
+1,727
+129% +$11K
MANU icon
8140
Manchester United
MANU
$3.97B
$18K ﹤0.01%
1,056
-301
-22% -$5.15K
MCHX icon
8141
CALL
Marchex
MCHX
$76.2M
$18K ﹤0.01%
+2,500
New +$16.7K
MFIN icon
8142
CALL
Medallion Financial
MFIN
$229M
$18K ﹤0.01%
+1,200
New +$17.6K
MPB icon
8143
Mid Penn Bancorp
MPB
$971M
$18K ﹤0.01%
1,611
+644
+67% +$7.51K
MSB
8144
PUT
Mesabi Trust
MSB
$289M
$18K ﹤0.01%
800
-600
-43% -$11.7K
PEBK icon
8145
Peoples Bancorp of North Carolina
PEBK
$229M
$18K ﹤0.01%
1,587
+1,168
+279% +$13.9K
PETS icon
8146
CALL
PetMed Express
PETS
$41.7M
$18K ﹤0.01%
1,100
+1,000
+1,000% +$15.6K
PODD icon
8147
CALL
Insulet
PODD
$11.5B
$18K ﹤0.01%
+500
New +$16.8K
SFM icon
8148
CALL
Sprouts Farmers Market
SFM
$8.13B
$18K ﹤0.01%
+400
New +$15.9K
SHBI icon
8149
Shore Bancshares
SHBI
$819M
$18K ﹤0.01%
2,072
+1,722
+492% +$14K
TCOM icon
8150
CALL
Trip.com Group
TCOM
$29.6B
$18K ﹤0.01%
600
-5,800
-91% -$125K
324 325
326
327 328

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.