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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPSS icon
8101
Consumer Portfolio Services
CPSS
$209M
$20K ﹤0.01%
2,112
-25,391
-92% -$183K
CVE icon
8102
PUT
Cenovus Energy
CVE
$54.2B
$20K ﹤0.01%
700
+200
+40% +$5.83K
CYH icon
8103
PUT
Community Health Systems
CYH
$382M
$20K ﹤0.01%
605
+484
+400% +$16.6K
FEMS icon
8104
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$237M
$20K ﹤0.01%
544
-49
-8% -$1.74K
FTFT icon
8105
Future FinTech Group
FTFT
$1.74M
$20K ﹤0.01%
2
+1
+100% +$12.1K
ISSC icon
8106
Innovative Solutions & Support
ISSC
$319M
$20K ﹤0.01%
2,808
-29
-1% -$215
MHO icon
8107
CALL
M/I Homes
MHO
$3.95B
$20K ﹤0.01%
800
+100
+14% +$2.11K
MITT
8108
PUT
TPG Mortgage Investment Trust
MITT
$228M
$20K ﹤0.01%
+433
New +$20.9K
OSUR icon
8109
CALL
OraSure Technologies
OSUR
$273M
$20K ﹤0.01%
3,200
-9,300
-74% -$58.4K
SFNC icon
8110
Simmons First National
SFNC
$3.39B
$20K ﹤0.01%
1,076
-3,880
-78% -$65.5K
SIF icon
8111
SIFCO Industries
SIF
$167M
$20K ﹤0.01%
+716
New +$16.4K
SNX icon
8112
CALL
TD Synnex
SNX
$19.9B
$20K ﹤0.01%
600
+400
+200% +$12.7K
TPST icon
8113
Tempest Therapeutics
TPST
$14.3M
$20K ﹤0.01%
1
– –
TSEM icon
8114
Tower Semiconductor
TSEM
$21.2B
$20K ﹤0.01%
3,300
+1,110
+51% +$5.26K
URE icon
8115
CALL
ProShares Ultra Real Estate
URE
$60.1M
$20K ﹤0.01%
600
-200
-25% -$7.01K
TBNK
8116
DELISTED
Territorial Bancorp Inc.
TBNK
$20K ﹤0.01%
853
-1,458
-63% -$33.3K
TGH
8117
CALL
DELISTED
Textainer Group Holdings limited
TGH
$20K ﹤0.01%
+500
New +$19.1K
AVID
8118
DELISTED
Avid Technology Inc
AVID
$20K ﹤0.01%
2,458
-2,466
-50% -$18.8K
WDR
8119
CALL
DELISTED
Waddell & Reed Financial, Inc.
WDR
$20K ﹤0.01%
300
+200
+200% +$12.2K
STML
8120
DELISTED
Stemline Therapeutics, Inc.
STML
$20K ﹤0.01%
1,034
+1,009
+4,036% +$26.9K
BKJ
8121
DELISTED
Bancorp of New Jersey, Inc.
BKJ
$20K ﹤0.01%
+1,679
New +$20.4K
ICON
8122
CALL
DELISTED
Iconix Brand Group, Inc.
ICON
$20K ﹤0.01%
50
– –
CALL
8123
PUT
DELISTED
magicJack VocalTec Ltd
CALL
$20K ﹤0.01%
1,700
-12,400
-88% -$154K
CGI
8124
DELISTED
Celadon Group Inc
CGI
$20K ﹤0.01%
1,024
+1,012
+8,433% +$19.3K
CO
8125
DELISTED
Global Cord Blood Corporation
CO
$20K ﹤0.01%
+5,001
New +$19.9K
323 324
325
326 327

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.