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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBIO icon
8076
Fortress Biotech
FBIO
$104M
$19K ﹤0.01%
174
-256
-60% -$31.4K
FCEL icon
8077
CALL
FuelCell Energy
FCEL
$1.73B
$19K ﹤0.01%
3
-2
-40% -$10.9K
FKU icon
8078
First Trust United Kingdom AlphaDEX Fund
FKU
$38.7M
$19K ﹤0.01%
499
+14
+3% +$529
FNK icon
8079
First Trust Mid Cap Value AlphaDEX Fund
FNK
$228M
$19K ﹤0.01%
720
-80
-10% -$2.11K
MED icon
8080
CALL
Medifast
MED
$109M
$19K ﹤0.01%
700
+600
+600% +$16K
NMM icon
8081
PUT
Navios Maritime Partners
NMM
$2.3B
$19K ﹤0.01%
87
+40
+85% +$8.77K
OMC icon
8082
PUT
Omnicom Group
OMC
$21.6B
$19K ﹤0.01%
300
-153,600
-100% -$9.78M
OPCH icon
8083
PUT
Option Care Health
OPCH
$3.45B
$19K ﹤0.01%
+550
New +$30.2K
OPTT icon
8084
Ocean Power Technologies
OPTT
$48.9M
$19K ﹤0.01%
56
-6
-10% -$2.01K
RH icon
8085
PUT
RH
RH
$3.13B
$19K ﹤0.01%
+300
New +$20.7K
SRCE icon
8086
1st Source
SRCE
$2.16B
$19K ﹤0.01%
792
-718
-48% -$17.5K
SSL icon
8087
CALL
Sasol
SSL
$7.5B
$19K ﹤0.01%
400
-500
-56% -$23.3K
SSNC icon
8088
CALL
SS&C Technologies
SSNC
$18.1B
$19K ﹤0.01%
+1,000
New +$18.2K
TGB
8089
PUT
Trekor Metals
TGB
$2.48B
$19K ﹤0.01%
9,200
-1,900
-17% -$3.91K
TXT icon
8090
PUT
Textron
TXT
$14.7B
$19K ﹤0.01%
700
+400
+133% +$11.2K
VSAT icon
8091
CALL
Viasat
VSAT
$10.6B
$19K ﹤0.01%
300
+100
+50% +$6.68K
OIIM
8092
DELISTED
02Micro International
OIIM
$19K ﹤0.01%
6,117
+546
+10% +$1.75K
SBM
8093
DELISTED
ProShares Short Basic Materials
SBM
$19K ﹤0.01%
+124
New +$19.6K
LORL
8094
DELISTED
Loral Space and Communications, Inc.
LORL
$19K ﹤0.01%
284
– –
CHEP
8095
DELISTED
AGFiQ U.S. Market Neutral Value Fund
CHEP
$19K ﹤0.01%
+749
New +$19.8K
URR
8096
DELISTED
Market Vectors Double Long Euro ETN
URR
$19K ﹤0.01%
665
-20
-3% -$546
WAIR
8097
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$19K ﹤0.01%
881
-427
-33% -$8.41K
GBNK
8098
DELISTED
Guaranty Bancorp
GBNK
$19K ﹤0.01%
1,405
-2,754
-66% -$33.9K
WEB
8099
PUT
DELISTED
Web.com Group, Inc.
WEB
$19K ﹤0.01%
+600
New +$17.1K
PRKR
8100
PUT
DELISTED
Parkervision Inc
PRKR
$19K ﹤0.01%
+570
New +$22.8K
322 323
324
325 326

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.