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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDC
8051
CALL
DELISTED
Rowan Companies Plc
RDC
$20K ﹤0.01%
600
-13,100
-96% -$428K
DNB
8052
PUT
DELISTED
Dun & Bradstreet
DNB
$20K ﹤0.01%
+200
New +$21.1K
YAO
8053
DELISTED
Invesco China All-Cap ETF
YAO
$20K ﹤0.01%
800
– –
JJU
8054
DELISTED
iPath Bloomberg Aluminum Subindex Total Return ETN due June 24, 2038
JJU
$20K ﹤0.01%
1,096
-899
-45% -$16.3K
GBB
8055
DELISTED
Barclays Bank PLC iPath GBP/USD Exchange Rate ETN
GBB
$20K ﹤0.01%
447
+274
+158% +$12.1K
CCUR
8056
DELISTED
CCUR Holdings, Inc. Common Stock
CCUR
$20K ﹤0.01%
+2,487
New +$20.8K
KCG
8057
CALL
DELISTED
KCG Holdings, Inc.
KCG
$20K ﹤0.01%
1,700
+1,100
+183% +$13K
CIE
8058
PUT
DELISTED
Cobalt International Energy, Inc
CIE
$20K ﹤0.01%
73
-13,327
-99% -$3.46M
IQNT
8059
DELISTED
Inteliquent, Inc.
IQNT
$20K ﹤0.01%
1,400
-191,473
-99% -$2.39M
JGBD
8060
DELISTED
DB 3X INVERSE JAPANESE GOVT BD FUT NT 11/30/2021
JGBD
$20K ﹤0.01%
1,188
-375
-24% -$6.36K
ASEI
8061
PUT
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
$20K ﹤0.01%
300
– –
FREE
8062
DELISTED
FREESEAS INC SHS NEW APR 2016 (MHL)
FREE
– –
0
– –
CSUN
8063
DELISTED
CHINA SUNERGY CO LTD ADS(CAYMAN ISLANDS)
CSUN
$20K ﹤0.01%
4,709
+4,074
+642% +$23.3K
POZN
8064
PUT
DELISTED
POZEN INC
POZN
$20K ﹤0.01%
+2,500
New +$20.5K
SIBC
8065
DELISTED
STATE INVS BANCORP INC
SIBC
$20K ﹤0.01%
1,304
+90
+7% +$1.4K
CYBX
8066
PUT
DELISTED
CYBERONICS INC
CYBX
$20K ﹤0.01%
300
-100
-25% -$6.73K
LTRE
8067
DELISTED
LEARNING TREE INTL INC
LTRE
$20K ﹤0.01%
6,426
+2,411
+60% +$7.62K
ATL
8068
DELISTED
ATLATSA RES CORP RESOURCES CORP (F)
ATL
$20K ﹤0.01%
+41,472
New +$21.8K
URZ
8069
CALL
DELISTED
URANERZ ENERGY CORP
URZ
$20K ﹤0.01%
11,300
-13,600
-55% -$21.4K
BYI
8070
PUT
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
$20K ﹤0.01%
300
-100
-25% -$7.16K
TLL
8071
DELISTED
PROSHARES TRUST ULTRASHORT TELECOMMUNICATIONS PROSHARES
TLL
$20K ﹤0.01%
+317
New +$21.4K
EMMT
8072
DELISTED
ISHARES MSCI EMERGING MKTS MATERIALS ETF
EMMT
$20K ﹤0.01%
1,300
-767
-37% -$12K
SUPX
8073
DELISTED
SUPERTEX INC
SUPX
$20K ﹤0.01%
597
-38
-6% -$1.14K
IVAN
8074
DELISTED
IVANHOE ENERGY INC COM SHS (CDA)
IVAN
$20K ﹤0.01%
5,338
+959
+22% +$3.89K
YELL
8075
DELISTED
Yellow Corporation Common Stock
YELL
$20K ﹤0.01%
905
-29,627
-97% -$619K
321 322
323
324 325

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.