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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGND icon
8026
PUT
Ligand Pharmaceuticals
LGND
$5.77B
$20K ﹤0.01%
481
-2,885
-86% -$120K
LWAY icon
8027
Lifeway Foods
LWAY
$480M
$20K ﹤0.01%
1,392
+726
+109% +$10.4K
LXP.PRC icon
8028
LXP Industrial Trust 6.5% Series C Preferred Stock
LXP.PRC
$20K ﹤0.01%
424
-905
-68% -$41.7K
LYV icon
8029
CALL
Live Nation Entertainment
LYV
$42.9B
$20K ﹤0.01%
900
-2,400
-73% -$52.1K
LITS
8030
CALL
Lite Strategy Inc
LITS
$32.4M
$20K ﹤0.01%
+90
New +$16.2K
MLPX icon
8031
Global X MLP & Energy Infrastructure ETF
MLPX
$3.58B
$20K ﹤0.01%
+388
New +$19.2K
MUSA icon
8032
CALL
Murphy USA
MUSA
$11.4B
$20K ﹤0.01%
500
-200
-29% -$8.09K
OI icon
8033
PUT
O-I Glass
OI
$1.18B
$20K ﹤0.01%
600
-9,100
-94% -$303K
OSBC icon
8034
Old Second Bancorp
OSBC
$1.29B
$20K ﹤0.01%
4,341
+3,316
+324% +$15.7K
PSMT icon
8035
PUT
Pricesmart
PSMT
$5.94B
$20K ﹤0.01%
+200
New +$20K
RCMT icon
8036
RCM Technologies
RCMT
$202M
$20K ﹤0.01%
3,000
– –
UGE icon
8037
ProShares Ultra Consumer Staples
UGE
$12.8M
$20K ﹤0.01%
3,084
-3,600
-54% -$22.8K
WLK icon
8038
CALL
Westlake Corp
WLK
$9.26B
$20K ﹤0.01%
+300
New +$19.1K
CPE
8039
PUT
DELISTED
Callon Petroleum Company
CPE
$20K ﹤0.01%
240
+200
+500% +$14.1K
MDRX
8040
CALL
DELISTED
Veradigm Inc. Common Stock
MDRX
$20K ﹤0.01%
1,100
-9,500
-90% -$164K
SPPI
8041
PUT
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$20K ﹤0.01%
2,600
-14,900
-85% -$126K
LORL
8042
DELISTED
Loral Space and Communications, Inc.
LORL
$20K ﹤0.01%
284
-1,500
-84% -$114K
MSON
8043
DELISTED
Misonix Inc
MSON
$20K ﹤0.01%
3,133
+1,258
+67% +$7.73K
HCAP
8044
DELISTED
Harvest Capital Credit Corporation
HCAP
$20K ﹤0.01%
1,358
+1,349
+14,989% +$20.5K
AXAS
8045
PUT
DELISTED
Abraxas Petroleum Corp
AXAS
$20K ﹤0.01%
+250
New +$16.8K
HCR
8046
CALL
DELISTED
Hi-Crush Inc. Common Stock
HCR
$20K ﹤0.01%
500
– –
FLAG
8047
DELISTED
FLAG-Forensic Accounting Long-Short ETF
FLAG
$20K ﹤0.01%
+662
New +$19.5K
LION
8048
DELISTED
Fidelity Southern Corporation
LION
$20K ﹤0.01%
1,416
-754
-35% -$10.9K
LGCY
8049
PUT
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$20K ﹤0.01%
+800
New +$21.4K
NAVB
8050
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$20K ﹤0.01%
530
-724
-58% -$27.5K
320 321
322
323 324

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.