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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMID
8001
DELISTED
American Midstream Partners, LP
AMID
$22K ﹤0.01%
808
-297
-27% -$6.88K
EIP
8002
DELISTED
Eaton Vance Pennsylvania Municipal Bond Fund
EIP
$22K ﹤0.01%
1,953
+1,901
+3,656% +$21.6K
YAO
8003
DELISTED
Invesco China All-Cap ETF
YAO
$22K ﹤0.01%
800
-27
-3% -$730
AMRI
8004
DELISTED
Albany Molecular Research Inc
AMRI
$22K ﹤0.01%
2,186
+1,686
+337% +$20.4K
SKUL
8005
CALL
DELISTED
SKULLCANDY INC
SKUL
$22K ﹤0.01%
3,000
+1,600
+114% +$9.75K
SMT
8006
DELISTED
SMART TECHNOLOGIES INC COM NEW
SMT
$22K ﹤0.01%
1,000
+465
+87% +$11.3K
ASEI
8007
PUT
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
$22K ﹤0.01%
+300
New +$20.1K
FMER
8008
CALL
DELISTED
FIRSTMERIT CORP
FMER
$22K ﹤0.01%
1,000
+800
+400% +$18K
FMER
8009
PUT
DELISTED
FIRSTMERIT CORP
FMER
$22K ﹤0.01%
+1,000
New +$22.5K
FNFG
8010
PUT
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$22K ﹤0.01%
+2,100
New +$22.8K
FSYS
8011
CALL
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$22K ﹤0.01%
1,600
+300
+23% +$4.62K
BDBD
8012
DELISTED
BOULDER BRANDS INC
BDBD
$22K ﹤0.01%
1,374
-5,219
-79% -$81K
NYNY
8013
DELISTED
Empire Resorts, Inc.
NYNY
$22K ﹤0.01%
945
-158
-14% -$3.66K
FSL
8014
CALL
DELISTED
FREESCALE SEMICONDUCTOR LTD
FSL
$22K ﹤0.01%
1,400
-400
-22% -$6.17K
PEOP
8015
DELISTED
PEOPLES FED BANCSHARES INC COM STK (MD)
PEOP
$22K ﹤0.01%
+1,246
New +$21.7K
ROC
8016
PUT
DELISTED
ROCKWOOD HLDGS INC
ROC
$22K ﹤0.01%
+300
New +$20.4K
UKK
8017
DELISTED
PROSHARES ULTRA RUSSELL 2000 GROWTH
UKK
$22K ﹤0.01%
221
+207
+1,479% +$18.7K
CPWR
8018
CALL
DELISTED
COMPUWARE CORP
CPWR
$22K ﹤0.01%
2,082
– –
CHLC
8019
DELISTED
MARKET VECTORS ETF TR MKT VECTORS RENMINBI BD ETF
CHLC
$22K ﹤0.01%
+842
New +$21.9K
PSMI
8020
PUT
DELISTED
PEREGRINE SEMICONDUCTOR CORP COM STK (DE)
PSMI
$22K ﹤0.01%
+3,000
New +$25.3K
KORZ
8021
DELISTED
DIREXION DAILY SOUTH KOREA BEAR 3X SHARES
KORZ
$22K ﹤0.01%
920
+512
+125% +$13.3K
SCR
8022
DELISTED
SIMCERE PHARMACEUTICAL GROUP, ADS
SCR
$22K ﹤0.01%
2,248
+999
+80% +$9.49K
EMMSP
8023
DELISTED
EMMIS COMMUNICATIONS CRP CV PF
EMMSP
$22K ﹤0.01%
1,601
– –
EVP
8024
DELISTED
Eaton Vance Pennsylvania Municipal Income Trust
EVP
$22K ﹤0.01%
+2,000
New +$22.3K
FEEU
8025
DELISTED
Barclays ETN+ FI Enhanced Europe 50 ETN
FEEU
$22K ﹤0.01%
+181
New +$20.5K
319 320
321
322 323

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.