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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVT icon
7976
CALL
Avnet
AVT
$6.86B
$22K ﹤0.01%
+500
New +$20.6K
AYI icon
7977
CALL
Acuity Brands
AYI
$9.99B
$22K ﹤0.01%
200
– –
BCE icon
7978
CALL
BCE
BCE
$20.8B
$22K ﹤0.01%
500
-3,300
-87% -$144K
CPER icon
7979
United States Copper Index Fund
CPER
$742M
$22K ﹤0.01%
+956
New +$21.1K
CPIX icon
7980
Cumberland Pharmaceuticals
CPIX
$99.8M
$22K ﹤0.01%
4,415
-149
-3% -$727
CVLT icon
7981
CALL
Commault Systems
CVLT
$4.98B
$22K ﹤0.01%
300
-500
-63% -$39.1K
EXTR icon
7982
CALL
Extreme Networks
EXTR
$3.8B
$22K ﹤0.01%
3,200
-3,300
-51% -$20.5K
FKU icon
7983
First Trust United Kingdom AlphaDEX Fund
FKU
$38.2M
$22K ﹤0.01%
499
– –
IJR icon
7984
CALL
iShares Core S&P Small-Cap ETF
IJR
$109B
$22K ﹤0.01%
400
– –
LEDS icon
7985
SemiLEDS
LEDS
$14.7M
$22K ﹤0.01%
+2,323
New +$25.6K
MCHX icon
7986
CALL
Marchex
MCHX
$78M
$22K ﹤0.01%
2,500
– –
RUSHB icon
7987
Rush Enterprises Class B
RUSHB
$6.14B
$22K ﹤0.01%
1,926
+765
+66% +$8.23K
SHOO icon
7988
CALL
Steven Madden
SHOO
$3.17B
$22K ﹤0.01%
+900
New +$21.9K
SJB icon
7989
ProShares Short High Yield
SJB
$51.9M
$22K ﹤0.01%
759
-184
-20% -$5.48K
TAL icon
7990
CALL
TAL Education Group
TAL
$6.04B
$22K ﹤0.01%
6,000
+5,400
+900% +$16.6K
TMHC
7991
DELISTED
Taylor Morrison
TMHC
$22K ﹤0.01%
995
-5
-0.5% -$108
UXI icon
7992
ProShares Ultra Industrials
UXI
$29.9M
$22K ﹤0.01%
2,580
-4,188
-62% -$32.3K
WAB icon
7993
CALL
Wabtec
WAB
$49.3B
$22K ﹤0.01%
300
-100
-25% -$6.72K
WHG icon
7994
Westwood Holdings Group
WHG
$185M
$22K ﹤0.01%
350
-402
-53% -$21.9K
WWR icon
7995
PUT
Westwater Resources
WWR
$49.7M
$22K ﹤0.01%
12
+1
+9% +$1.66K
PFC
7996
DELISTED
Premier Financial Corp. Common Stock
PFC
$22K ﹤0.01%
1,702
+1,478
+660% +$19K
KSPN
7997
DELISTED
Kaspien Holdings Inc. Common Stock
KSPN
$22K ﹤0.01%
+244
New +$21.2K
SJR
7998
CALL
DELISTED
Shaw Communications Inc.
SJR
$22K ﹤0.01%
900
+700
+350% +$16.6K
OIIM
7999
DELISTED
02Micro International
OIIM
$22K ﹤0.01%
7,935
+1,818
+30% +$5.33K
CARB
8000
DELISTED
Carbonite Inc
CARB
$22K ﹤0.01%
1,859
+1,559
+520% +$20.1K
318 319
320
321 322

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.